- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... coordination with management in line with TD's Compliance Program + Works with executive team, senior...the prompt and thorough resolution of escalated non-standard, high risk issues + Works closely with executive management… more
- Citigroup (Getzville, NY)
- …(CRM) program in maintaining the ongoing identification, assessment and residual risk management of all Operational and Compliance risks and the Key Controls ... taken to improve controls. + Interact with Markets 1LOD teams, Operational Risk Management , Compliance , Internal Audit and other functions to provide… more
- Capital One (New York, NY)
- …interpreting it to ensure consistency and adequate compliance risk management + Participate in reporting activities to senior leadership in the business ... The Network Compliance Director performs a key risk management role in the second line...Developing and leading department training, as appropriate + Providing compliance advice to senior leaders on complex… more
- TD Bank (New York, NY)
- …of data analysis tools **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight… more
- Humana (Albany, NY)
- …Department of Medicaid and CMS **Preferred Qualifications** + Advanced or graduate degree + Compliance and Risk Management experience + Audit or consulting ... of our caring community and help us put health first** The Senior Compliance Professional ensures compliance with governmental requirements. The Senior… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management , accounting, or a combination. Preferred Qualifications: ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities...on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. +… more
- Heritage Financial Credit Union (Middletown, NY)
- …and integrates consumer compliance into the day-to-day responsibilities of its management and employees. The Senior Compliance Analyst role works ... Senior Compliance Analyst Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941)...with CU leadership to support the Compliance and Risk Management Program… more
- SMBC (New York, NY)
- …(eg, CAMS, CRCM) are a plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project management within ... and key support functions such as Legal, HR, and Risk Management to drive alignment and ensure...skills, both verbal and written, with experience presenting to senior management and regulatory bodies. + Demonstrated… more
- Scotiabank (New York, NY)
- …+ Prepares monthly and quarterly IT and Cyber Risk reporting for US committees and senior management RISK MANAGEMENT : + Has good knowledge of risk ... Senior Manager, US Cyber and IT Risk Management **Requisition ID:** 221008 **Salary...management practices required to create a culture of risk management compliance . + Identifies,… more
- MUFG (New York, NY)
- …the preparation of Compliance reports for Compliance Management , Senior Management , Executive Committees, and Risk Committees etc. as required. ... Our ideal candidate will possess a strong understanding of regulatory compliance , risk management , and business operations. This role requires someone… more