- Citigroup (New York, NY)
- …upholding the highest standards of compliance . + Provide independent, objective risk management oversight for capital management , including detailed ... the business, playing a key role in developing the risk management strategy for the Finance function...ability to communicate complex information clearly and concisely to senior management through verbal and written form.… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management & Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management & Compliance is all about thinking outside… more
- New York State Civil Service (Albany, NY)
- …, compliance or audit environment.* Developing and implementing financial crime risk management or compliance policies, programs and procedures.A ... of specialized experience in one (1) of the following:* Evaluating financial institution financial crime risk (BSA/AML, CIP, OFAC/Sanctions, CTF) in a management… more
- Coinbase (Albany, NY)
- …ability to succeed in a fast-paced environment * Knowledge in financial products, including risk management or compliance * Experience building robust and ... Determine the vision and strategy for systems that optimize risk management for Coinbase's business * Build...fast-paced environment * Ability to motivate a range of senior stakeholders including Chief Financial Officer, Chief Compliance… more
- Raymond James Financial, Inc. (New York, NY)
- …and a minimum of three (3) years of experience in the financial services industry, compliance , or risk management . ~or~ + Any equivalent combination of ... **Essential Duties and Responsibilities** + Executes the risk -based branch exam program in FINRA-registered and non-registered...+ Clears communication of all exam findings to branch management , exam managers and compliance leadership +… more
- Capital One (New York, NY)
- … risk , developing mitigation plans, business initiatives, and other risk management and control activities + Provide senior management with effective, ... decisions, and allocating appropriate attention and resources to risk management + Influence senior ...be regularly worked. McLean, VA: $234,000 - $267,100 for Sr . Director, Compliance New York, NY: $255,300… more
- SMBC (New York, NY)
- …policies and procedures to reflect evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support ... Work Experience: 3+ years of experience in the financial services industry, preferably in risk management or compliance . * Prior experience with policies and… more
- Bank of America (New York, NY)
- …+ Adaptability + Attention to Detail + Policies, Procedures, and Guidelines + Regulatory Compliance + Risk Management + Benchmarking + Business Acumen + ... tools and methodologies for capital calculation, and ad-hoc analytical reporting to senior management and regulatory agencies. Success requires understanding of… more
- City National Bank (New York, NY)
- …business model adjustments. * Act as the business teams' liaison for business line risk management , compliance activities, legal engagement, and internal or ... and implementation of new programs/strategies, implementation of regulation, rules, and risk management requirements. * Analyze, evaluate, and periodically… more
- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management , compliance , audit, or other control-related functions in ... skills, with a demonstrated ability to engage at the senior management level. + Strong problem-solving and...Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder … more