- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... + A track record of working with and advising senior business people on compliance matters +...Experience of identifying and managing risk , including risk framework and issue management **If this… more
- Mizuho Corporate Bank (New York, NY)
- …You'll work at the intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, Risk , Compliance , and IT to ensure ... multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk , Compliance… more
- HSBC (Buffalo, NY)
- …over the design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities ... Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of...US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics… more
- TD Bank (New York, NY)
- …preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance program supporting all corporate investment banking ... team are in a manner consistent with the Bank's risk culture and the relevant risk appetite...scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily sales ... to evaluate complex regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage Compliance… more
- TD Bank (New York, NY)
- …environment with opportunities for innovation and leadership. + Collaborate with senior leaders across compliance , legal, and business functions. _*General ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...bring between 5-7 years of specialized experience in conflicts management , with a track record of working on conflicts… more
- US Bank (New York, NY)
- …stakeholders, including other members of the Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government ... lines. The attorney will provide regulatory legal advice to senior management on new products and services,...from the business lines as well as the operations, risk and compliance , treasury, and legal functions… more
- Warner Bros. Discovery (New York, NY)
- …and urgency to business partners and influences outcomes. * Effectively balances risk and rewards, while meeting ethics and compliance requirements. * ... here you can thrive. Title: **VP, Legal, Ethics & Compliance ** Your New Role You will contribute to Warner...in the case of CNN. * Possessing strong change management skills, including advocating, anticipating, and orchestrating change to… more
- NBC Universal (New York, NY)
- …as appropriate. + Assist with the preparation of presentations and reports for senior management and other key stakeholders. + Support legal counsel in ... key compliance program areas, including policy development, training implementation, risk assessments, and third-party due diligence. + Manage and support … more
- CH Robinson (New York, NY)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... . + Serve as a strategic advisor on sanctions risk , transaction-level red flags, and compliance issues...efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior … more