- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... + Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the development/… more
- TD Bank (New York, NY)
- …Operations team partners with the front office and other groups globally to mitigate risk and deliver world class service to our global client base. They provide ... to create efficiency, improve client service levels and reduce operational risk . If you are industrious, collaborative, innovative, and enjoy visionary thinking,… more
- TD Bank (Larchmont, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect ... meeting Operational, Customer and Sales objectives. In the absence of any other manager , the Store Supervisor is expected to manage the Store and have the… more
- Huntington National Bank (New York, NY)
- …+ Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer ... team strategy to meet assigned goals, mitigate and maintain risk oversight of the group's credit relationships; operate at...Manager with deep subject matter expertise, prior Team Lead experience strongly preferred + Proven ability to … more
- Citigroup (New York, NY)
- …critical impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide ... The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and...retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk … more
- KeyBank (NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense ... that may expose KeyCorp and its affiliates to FARB compliance risk outside its desired risk...to prevent ongoing systemic issues. + Participate in or lead various projects related to mitigating risk … more
- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... cycle, including pre-trade decisioning, order management, trading, investment operations, risk management/ compliance /oversight, closed-book accounting, or performance measurement… more
- Citigroup (New York, NY)
- …Citi CCB clients, working in direct partnership with Relationship Managers and Independent Risk , to execute on the firm's and client's business objectives. This can ... well as the appropriate credit structure based on various risk considerations. The CLM Credit Officer is responsible for...highly visible forums. A Credit Officer can advise or lead strategic projects for US or Global CLM initiatives… more
- TD Bank (New York, NY)
- …change requests to the project management team both from a timeline/cost and a risk perspective. + Execute test cases and document actual results, with a high degree ... as EFTR Fintrac, sanction screening, fraud detection, anti-money laundering (AML), compliance reporting, an asset. + Understanding of deposit sub-ledger capabilities… more