- TD Bank (New York, NY)
- …with a number of various stakeholders across the Enterprise. **Job Description:** The Lead Group Manager , Finance oversees a team of Business Finance ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- HSBC (Buffalo, NY)
- …its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + ... delivering annual RCCL audit plan and effectively participate and/or lead audits on a risk -based approach +...US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics… more
- New York Power Authority (White Plains, NY)
- EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary** Supervises the implementation of controls to mitigate risk , completing ... Works closely with Risk Management and Internal Audit departments on risk and controls identification, remediation, and reporting. Manager ensures that all… more
- Citigroup (Getzville, NY)
- …work efforts of the department where needed and as directed by their manager . **Qualifications:** + Relevant experience in risk and controls (First, Second ... This position will report to the Client Control Design Assessment Team Lead . It is an execution-oriented position that is responsible for control/testing design… more
- Cardinal Health (Albany, NY)
- …culture of compliance , manage timelines, standardize processes and procedures, lead audits, implement process improvements, conduct risk assessments, and ... up-to-date with proper documentation, SOPs, and company information + Lead Revalidation Audits as scheduled by US Customs &...Customs Broker Due Diligence and adherence to the Vendor Compliance Risk Management Policy; ensure brokers used… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... to deepen client relationships and leverage broader relationships, systems and knowledge. + Lead and manage designated GBM&T Compliance Testing Officers and be… more
- PNC (Madison, NY)
- …have an opportunity to contribute to the company's success. As a Digital Product Manager Lead within PNC's Retail Lending Digital organization, you will be based ... norms and drive transformation * Present new digital customer experiences to legal, risk , and compliance stakeholders as well as executive leaders for feedback,… more
- Ankura (New York, NY)
- …work with Chief Compliance Officers to build and mature their compliance programs, conduct program effectiveness reviews, and risk assessments, and perform ... team is a recognized leader in health care disputes, compliance , and investigations. Our clients and their counsel rely...coding, and the computation of financial impacts that may lead to repayments. We also provide investigative assistance in… more
- Coinbase (Albany, NY)
- …Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory ... compliance with global AML regulatory bodies. The Program Manager will ensure the integration of regulatory requirements into...whilst ensuring a best in class customer experience. * Lead the translation of Compliance requirements and… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more