- Raymond James Financial, Inc. (St. Petersburg, FL)
- …communication of Code of Conduct updates across the organization. + Routinely interacts with senior leaders within Compliance , Risk , AML and across the firm. ... + Manages the preparation, consolidation and delivery of monthly and quarterly Compliance reports for senior leaders. + Collaborates with cross-functional teams… more
- Navient (Tallahassee, FL)
- …mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - ... Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management … more
- Citigroup (Jacksonville, FL)
- … mitigation practices. + Demonstrated leadership in coordinating with business units and senior management to address operational risk issues and implement ... Teams + USPB Compliance Officers * USPB Senior Operational Risk Managers + Enterprise ORM...significant risk issues and breaches to executive management . + Partner with Sr . management… more
- JPMorgan Chase (Tampa, FL)
- …contribute to the successful management of technology-aligned aspects of Governance, Risk , and Compliance in line with the firm's standards. Leverage your ... firm's robust risk strategy. As a Tech Risk & Controls Senior Associate in Enterprise...broad knowledge in risk management principles and practices to assess… more
- Citigroup (Tampa, FL)
- …maintain these standards **Qualifications** : + 10+ years of experience in operational risk management , compliance , audit, or other control-related functions ... Communication, Constructive Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder Management .… more
- TECO Energy (Tampa, FL)
- **Title:** SOX Compliance Analyst Sr **Company:** Tampa Electric Company **State and City:** Florida - Tampa **Shift:** 8 Hr. X 5 Days **POSITION CONCEPT** The ... SOX Compliance Analyst Sr is responsible for supporting...Plays an essential role in helping the organization maintain compliance with regulatory standards, promote risk mitigation,… more
- American Express (Sunrise, FL)
- …a view of aggregate risks. The risks identified by this team are reported to the Senior Management , Risk Management Committees, Board of Directors and ... including Risk and Control Self Assessments, Operational Risk Management , etc. + Support compliance...explain complex problems and ideas clearly and succinctly to senior management . + Ability to work in… more
- American Express (Sunrise, FL)
- …recovery, dependency risk management , resiliency monitoring, operational vulnerability management and resiliency compliance management . + Support ... Management (TRM) team, within the Global Risk and Compliance organization and led by...explain complex problems and ideas clearly and succinctly to senior management . + Analytical attitude with consistent… more
- Ally (Tallahassee, FL)
- …the RCSA campaigns, Trigger Events, and pRCSAs. . Partner with Operational Risk Management , Business Line Risk , and Compliance , among others, to ensure ... The following outline the core job responsibilities of the Business Process Risk Management (BPRM) Analyst aligned to the Process team: . Continuously monitor… more
- Citigroup (Tampa, FL)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in **Model** risk management , compliance , audit, or other control-related functions in ... policies + Partner with internal audit, business units, and senior management , communicating effectively to drive issue... management processes. + Understanding of model risk related compliance laws, rules, regulations, and… more