- Citigroup (Getzville, NY)
- …standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management , compliance , audit, or other control-related functions in ... skills, with a demonstrated ability to engage at the senior management level. + Strong problem-solving and...Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder … more
- Citigroup (Queens, NY)
- …and Insurance teams. This role will report to the Head of Wealth Controls and Risk Management . **Key Accountabilities** + Lead a team of Senior Control ... structure and operationalize controls. + Proactively identify opportunities to improve risk management effectiveness and client experience, while identifying and… more
- Citigroup (New York, NY)
- …structure and operationalize controls. + Proactively identify opportunities to improve risk management effectiveness and client experience, while identifying and ... driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams...+ FINRA licenses: 7,66 (or 63&65) **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- American Express (New York, NY)
- …to spend with their family or community. Functional Description: The Director, Human Capital Risk Management & Governance role is a new position focused on ... for designing and delivering on the overall Human Capital risk management and governance framework at the...senior leadership, support the development of the organization's risk appetite for human capital risks and monitor adherence… more
- American Express (New York, NY)
- …This role builds alignment between the internal audit function and enterprise risk management priorities to drive consistent implementation of new audit ... Business, or related field + 10 years of experience in internal audit, risk management , or controls, preferably in financial services. + Strong understanding… more
- KeyBank (NY)
- …Tiedeman Road, Brooklyn Ohio **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management ... of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the...to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a… more
- KeyBank (NY)
- …Develop and maintain positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management . - Maintain ... projects and activities. The ideal candidate will promote a risk culture that encourages acknowledgement and recognition ...peers and regulatory bodies. - Escalates promptly to appropriate senior management or appropriate risk … more
- HSBC (New York, NY)
- …ability to distil complex items down to the key points and communicate these to senior management and the ability to manage stake holders' expectations + Strong ... any feedback and conditions raised by control groups and risk stewards are understood and presented to management...stewards' / control groups (eg Regulatory and Financial Crime Compliance , Legal, Traded Risk , Product Control) and… more
- American Express (New York, NY)
- …implementation of American Express's enterprise BCM program, including policy, regulatory compliance , third-party risk management , reporting, training, and ... protocols. + Design, plan, and conduct tabletop exercises with senior management to test organizational readiness and...five plus years of prior experience in enterprise program management , operational risk management , business… more
- SMBC (New York, NY)
- …methodologies and reporting requirements with ability to explain changes to senior management * Strong knowledge of Market Risk reporting best practices as ... escalates issues timely, as necessary * Updates and ensures compliance with Market Risk reporting documents *... risk peers, business partners, technology teams, and senior management * Strong organizational skills, with… more