- TD Bank (New York, NY)
- …+ Ensure appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements to ... risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance...enterprise wide impact or accountability. + Position deals with senior /executive management . + Key contact for business… more
- SMBC (New York, NY)
- …(eg, CAMS, CRCM) are a plus. + Minimum of 15 years of experience in compliance , risk management , human resources or project management within ... and key support functions such as Legal, HR, and Risk Management to drive alignment and ensure...skills, both verbal and written, with experience presenting to senior management and regulatory bodies. + Demonstrated… more
- MUFG (New York, NY)
- …the preparation of Compliance reports for Compliance Management , Senior Management , Executive Committees, and Risk Committees etc. as required. ... Our ideal candidate will possess a strong understanding of regulatory compliance , risk management , and business operations. This role requires someone… more
- CIBC (New York, NY)
- …requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in the monitoring of daily sales ... to evaluate complex regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage Compliance… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy -... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & ... privacy laws as well as expertise in managing privacy risk and compliance ; * Ability to work...meet deadlines; * An ability to advise and influence senior business people on data privacy matters; * Strong… more
- TD Bank (New York, NY)
- …of compliance with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance … more
- Navient (Albany, NY)
- …mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - ... Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management … more
- American Express (New York, NY)
- …product owner/analysts, and partner with Technology, UX Design, Application Journey, Analytics, Risk , Compliance and Privacy stakeholders to deliver global and ... risks for the company. * Owning key stakeholder relationships across journey experience, compliance , risk and engineering for PSS owned products & functions. *… more