- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... this role. **Line of Business:** Data & Analytics **Job Description:** The Senior Business Information Management Analyst (US) provides business technical… more
- Zurich NA (New York, NY)
- …supporting investigations and remediation efforts. + You will prepare and contribute to compliance reporting for senior management and governance bodies. + ... Senior Compliance Advisor 125662 **Let's grow... Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More...+ You will hold a degree in law, business, risk management , or a related field; relevant… more
- Baylor Scott & White Health (Albany, NY)
- …governance, recommending updates as needed. . Performs other duties as assigned to support compliance and risk management initiatives. KEY SUCCESS FACTORS . ... JOB SUMMARY The Third Party Compliance Consultant Sr performs ongoing activities...broader business operations. . Assists in investigations, audits, and risk assessments to ensure compliance with company… more
- KeyBank (NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of ... defense CRM function, the FARB Analytics Sr . Quant Analytics Associate will provide support to the...based on sound judgment. + Follow through with LOB management and/or appropriate compliance risk … more
- KeyBank (NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of ... defense CRM function, the FARB Analytics Sr . Quant Analytics Associate will provide support to the...based on sound judgment. + Follow through with LOB management and/or appropriate compliance risk … more
- Raymond James Financial, Inc. (New York, NY)
- …+ Partners with business units to recommend policy and process changes to Senior Management . + Ensures effective coordination occurs within assigned work group ... **Essential Duties and Responsibilities** + Oversees compliance and risk -related training and education...implement continuing education and training programs in conjunction with management . + Schedules and oversees compliance processes… more
- Coinbase (Albany, NY)
- …in a 1 or 2 LoD controls management function and/or Governance, Risk , and Compliance organization. * Control domain knowledge and best practices: Familiarity ... and senior stakeholder audiences. Ability to translate controls/ risk standards out of compliance speak and...is a plus, but not a requirement: information security risk management qualifications like CISA, CISSP, CISM… more
- American Express (New York, NY)
- …a view of aggregate risks. The risks identified by this team are reported to the Senior Management , Risk Management Committees, Board of Directors and ... including Risk and Control Self Assessments, Operational Risk Management , etc. + Support compliance...explain complex problems and ideas clearly and succinctly to senior management . + Ability to work in… more
- American Express (New York, NY)
- …and industry trends related to model risk management . + Ensure compliance with relevant regulations, including SR 11-7 and other applicable guidelines. + ... SR 11-7), and effectively managing the enterprise-wide model risk management program. The individual will collaborate...owners, validation teams, internal audit, and senior management , to maintain a robust model risk … more
- S&P Global (New York, NY)
- …Business, or Information Technology. + 5+ years of experience in technology risk management and internal controls implementation, including both building and ... Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support...risk reports to measure performance against the organization's Risk Appetite. + Prepare presentations for the Management… more