- HSBC (New York, NY)
- …US market, wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and ... Serve as an interface between front office and infrastructure teams (eg, Operations, Technology, Compliance , Legal, Risk , HR, Finance) and serve as a point of… more
- Citizens (New York, NY)
- …including data processing agreements, vendor contracts, and technology transactions. + Risk Management : Identify legal risks and develop practical solutions ... role where your expertise will directly influence enterprise-wide initiatives, regulatory compliance , and risk mitigation strategies. Key Responsibilities +… more
- Wells Fargo (New York, NY)
- …Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career areas and ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- JPMorgan Chase (New York, NY)
- …to effectively engage and build relationships with senior regulators, influencing risk management practices and ensuring compliance . + Strategic thinker ... regulators to inform and influence best practices in risk management , ensuring compliance and...a senior leadership role specializing in third-party risk management , demonstrating a strong track record… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- HSBC (New York, NY)
- …of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit ... of the 3 lines of defence functions (eg Product Control / Finance, Market Risk , Regulatory Compliance , Front Office, Markets Operations, Model Risk ,… more
- Insight Global (New York, NY)
- …or relative experience 6+ years hands-on experience in ServiceNow including Integrated Risk Management (IRM) and GRC solutions/components in ServiceNow Suite ... will be responsible for designing scalable and optimal solutions across the Compliance & Risk domains with hands on configuring in the Service Now platform as… more
- SMBC (New York, NY)
- …associated with climate change, including both physical and transition risks. + Collaborate with senior management to integrate climate risk into the bank's ... its employees. **Role Description** This position sits within SMBC's Risk Management Department, which is the 2nd...will also help advise senior leaders in Risk , Business, and Regulatory Compliance functions on… more
- MUFG (New York, NY)
- …approval process by preparing credit applications and transaction memos for senior management . + Collaborate with credit, legal, risk , and compliance ... and syndicated arrangements. + Work closely with internal legal, compliance , and risk teams to ensure all...+ Knowledge of credit agreement negotiation, legal documentation, and risk management . **Compensation and Benefits:** The typical… more
- ManpowerGroup (New York, NY)
- …in meaningful work that impacts compliance and risk management . + Collaboration with cross-functional teams and senior leadership. + Professional ... Data Management policies. + Spearhead the development and execution of Enterprise Risk Management frameworks to strengthen the bank's risk posture. +… more