- CIBC (New York, NY)
- …Maintain and update policies, procedures, and controls related to regulatory reporting. ** Risk Management & Governance** + Monitor regulatory developments and ... quality standards. **Stakeholder Collaboration** + Work closely with Finance, Risk , Compliance , Technology, and Business Units to...have proven** ability to interact effectively with regulators and senior management . _At CIBC, we offer a… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Compliance Testing Senior Manager, Swap Dealer...and exception items noted during the review process to senior management . + Ensure that the stakeholders… more
- Capital One (Melville, NY)
- …+ Maintain a strong understanding of Capital One's credit policy, ensuring compliance while effectively evaluating and mitigating risk . **Skills:** + Proven ... Senior Business Banker The Senior Business...the bank by generating new deposits, business loans, treasury management services, and other revenue streams. They focus on… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment ... for your business area/function and the bank, both internally and/or externally The Senior Compliance Office provides advice, guidance and support to business… more
- M&T Bank (Getzville, NY)
- …deposit, senior lien payoff and settlements. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... the foreclosure action from referral to post foreclosure, including management of issues raised, holds placed and review/research needed...in which the bank has an interest, to avoid risk of loss to the bank or its investors… more
- American Express (New York, NY)
- …This role will collaborate closely with business units, technology teams, and risk management functions to ensure the integrity, accuracy, and security ... as part of the journey, we are seeking a Sr . Manager of **Data Governance & Management **...compliance stakeholders to understand data flows, identify data risk , and define control implementation strategies. + Assist in… more
- Capital One (New York, NY)
- …agreed upon number of hours to be regularly worked. Chicago, IL: $175,500 - $200,300 for Sr . Mgr, Product Management McLean, VA: $193,000 - $220,300 for Sr . ... Senior Technical Product Manager Capital One is a...Management New York, NY: $210,500 - $240,300 for Sr . Mgr, Product Management Plano, TX: $175,500… more
- Lincoln Financial (Albany, NY)
- …products, operations and distribution systems. + Partner with IT Infrastructure, security, risk management and other control groups within the company to ... to internal audit methodology. + Prepare detailed audit reports outlining findings, risk criteria, and recommendations for management , lead audit closing… more
- Bloomberg (New York, NY)
- …Solutions delivers global, multi-asset solutions for portfolio management , trading, compliance , risk management and operations for buy-side firms. ... is to offer the most scalable asset & investment management technology in the market -one that allows Bloomberg...without disruption. **What's the role?** We are seeking a senior individual to join the Buyside Product team focusing… more
- Citigroup (New York, NY)
- …to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk , Regional COO and Sales Management ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more