- Citigroup (New York, NY)
- …to Senior Management and partners including, but not limited to, Compliance , Legal, AML, Regional Business Risk , Regional COO and Sales Management ... applicable **Qualifications:** + Relevant experience in Capital financial industry; compliance /supervisory/business risk experience preferred + FINRA Series 7,… more
- American Express (New York, NY)
- …reports and completing action plans against findings. + Provide strategic direction to senior management on process risk issues and mitigation strategies ... risk framework. Job Responsibilities + Act as a central hub for risk management activities, supporting subject matter experts across each of the ECMX… more
- GE Aerospace (Schenectady, NY)
- …operations for large, multinational organizations.. + Deep understanding of tax risk , compliance frameworks, and global payroll operations. **Desired ... geographies. The successful candidate will lead employment tax strategy and compliance , deliver operational excellence, partner with specialist third parties and… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), ... The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight...the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this role regularly interfaces with NY-based… more
- Citigroup (New York, NY)
- …solutions for emerging issues. **Responsibilities:** * Manage Internal Audit Model Risk Management Activities * Complete assigned audits within budgeted ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...design and CECL . * Good understanding of model risk policy/procedure , SR 11/7, SR… more
- Citigroup (New York, NY)
- …and empowering our trading teams with cutting-edge market insights for effective risk management . The ideal candidate possesses a strong understanding of ... + Collaborate with partners to define performance metrics for senior management and stakeholders. + Conduct research...content product. + Work closely with control functions (Legal, Compliance , Market & Credit Risk , Audit, Finance).… more
- Sprinklr (NY)
- …to HR, Legal, and executives on ER matters, policy interpretation, and risk management . + Design and implement **enterprise-wide frameworks, policies, and ... processes** that reflect Sprinklr's culture and values while ensuring consistency and compliance . + Oversee high- risk and sensitive workplace issues, including… more
- TD Bank (New York, NY)
- …communicate complete, thorough and accurate accounting requirements; considers and explains risk management issues prior to implementation, such as determining ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Sumitomo Pharma (Albany, NY)
- …event coding, concomitant medication coding, and causality statements. + Contributes to Risk Management Plans (RMPs)/ Risk Evaluation and Mitigation Strategy ... safety graphs, tables, and reports) to project teams and senior management , pertaining to the safety profile...is highly desired + **Advanced understanding of pharmacovigilance and risk management regulations and guidelines, including pre-… more
- American Express (New York, NY)
- …This role will collaborate closely with business units, technology teams, and risk management functions to ensure the integrity, accuracy, and security ... with business units, technology teams, Business Unit data offices, data stewards, and compliance stakeholders to understand data flows, identify risk points, and… more