- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... work with Oversight Functions (designated Regulatory Compliance Management accountability for areas of LRRs and Risk...risk ) across TD. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior… more
- Heritage Financial Credit Union (Middletown, NY)
- … Senior Lending Compliance Analyst role works with CU leadership to support the Compliance and Risk Management Program with a primary focus on the CMS ... join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending ...initiatives, emerging issues/risks with a strong focus on Lending Compliance and Risk Management . +… more
- Citigroup (New York, NY)
- …maintenance of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and ... Serves as a senior function/business/product compliance risk ...**Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:**… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management ...regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance… more
- Citigroup (New York, NY)
- … officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** responsible for establishing internal strategies, ... Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- American Express (New York, NY)
- …practices** to ensure audit coverage remains responsive to evolving risk management expectations (eg, OCC Heightened Standards, SR 21-3, Basel principles for ... and execution of the annual audit strategy** **for Enterprise Risk Management (ERM)** , including audit coverage...regulatory expectations. + **Serve as a key liaison to senior leaders in Risk and Compliance… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance ... related (eg - trust/fiduciary, asset management , private banking, securities, etc.) compliance , risk management , and/or internal or external audit… more
- City National Bank (New York, NY)
- *TECHNOLOGY PROJECT SENIOR MANAGER- IT RISK AND REGULATORY* *WHAT IS THE OPPORTUNITY?* The IT Risk and Regulatory Project Manager is responsible for planning ... of long-term and/or complex technology projects or programs focused on IT risk , compliance , and regulatory initiatives. This role leads cross-functional project… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management . The...of experience **Preferred Skills:** + Minimum 7+ years of compliance risk management , enterprise … more