- Amazon (Dallas, TX)
- …thinking. Basic Qualifications - 4+ years of compliance program management , legal, governance, audit, risk /loss prevention, or equivalent experience - ... leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel… more
- HP Inc. (Spring, TX)
- …legal, compliance ) to ensure alignment of internal controls and risk management strategies. + **Stakeholder Communication:** Skilled in presenting complex ... compliance culture champion for HP closely partnering with senior leadership team across Digital Technology organization and its...focused. + Ensure the company stays updated on evolving risk management and financial control best practices.… more
- Charles Schwab (Austin, TX)
- …business needs **What you have** **Required Experience** + 10+ years of direct asset management compliance , risk , and/or audit experience with broad and deep ... offerings (equity, fixed income, and/or other strategies), with expertise in managing compliance risk effectively + Previous involvement in strategic initiatives… more
- Abbott (Austin, TX)
- …monitoring plan. + Identifying compliance risk areas and communicates such risk areas to division management along with action plans to address risk ... ethics and compliance issues, including policy interpretation and requirement, compliance risk assessment, trend analysis and best practice recommendations.… more
- Fotona (Irving, TX)
- …landscapes. Ideal Profile: + 7+ years of experience in regulatory affairs, legal compliance , or risk management , ideally within the medical device, ... This is a high-impact leadership role responsible for shaping Fotona's compliance infrastructure, partnering with senior stakeholders, and ensuring sustained… more
- Futurex (Bulverde, TX)
- …and accurate records of all compliance activities and findings. + Prepare compliance reports for senior management and regulatory bodies. + Document ... Administration, Finance, or a related field. + 3-5 years of experience in compliance , risk management , or a similar role, preferably within the financial… more
- Charles Schwab (Southlake, TX)
- …+ Bachelor's degree from an accredited college/university + 3+ years of direct asset management compliance , risk , and/or audit experience with knowledge of ... compliance advice and guidance to Charles Schwab Investment Management , Inc. (CSIM), a registered investment adviser, and Schwab's... programs + Support and participate in internal audits, compliance testing, and risk assessments; may, at… more
- BP Americas, Inc. (Houston, TX)
- …briefing, Issues and Policy Management , Knowledge Sharing, Presenting, Regulatory Compliance , Risk Management , Stakeholder Engagement, Stakeholder ... business. The Compliance Advisor will support the Compliance Director and Senior Compliance ...to GPTA's trading & origination businesses. + Conduct periodic compliance reporting, monitoring, risk assessments and reviews… more
- Navient (Austin, TX)
- …mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - ... Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit, or risk management … more
- Citigroup (Irving, TX)
- …functions partners such as Enterprise Risk Management (ERM), Independent Compliance Risk Management (ICRM), Retail Credit Risk , Operational ... management of systems supporting global functions such as Compliance , Controls and Risk , and introducing innovative...ability to synthesize key messages and build relationships with senior risk and technology stakeholders + Ability… more