- Carnival Cruise Line (Miami, FL)
- …services on the company's most significant strategic, financial, operational, technology and compliance risks. The Senior Risk Advisory and Assurance Consultant ... Conclude on the adequacy of management's processes and internal controls to mitigate risk . + Prepare succinct, accurate, and compelling reporting to effectively… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … testing and monitoring activities, including preplanning, identifying risk -based scope, communicating with business and stakeholders, assessing policies/procedures, ... transactional testing, and results reporting , for applicable coverage areas. + Performs ...to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and securities industry operations. **Advanced skill in:** + Experience with metrics reporting , scorecards, and dashboards to monitor compliance effectiveness. + ... **Essential Duties and Responsibilities** + Helps drive Compliance strategic direction toward Information Technology, Information Security, Data governance,… more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... other team members. + Ability to manage teams. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and oversees compliance processes including scheduling, training, and review of compliance reporting . + May report compliance program status and ... compliance activities are commensurate with the level of risk being mitigated. + Informs Senior Compliance ...of risk being mitigated. + Informs Senior Compliance Management about issues that may involve rule violations… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- CVS Health (Tallahassee, FL)
- …but not limited to, financial and operational information supporting state and federal compliance reporting . You will be responsible for standard and ad-hoc ... client and regulatory Prompt Pay and Pharmacy Payment Compliance reporting using SQL and SAS. You...is highly collaborative. You will report to the Senior Reporting Manager within the PBM Finance Data,… more
- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... may vary depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- Coinbase (Tallahassee, FL)
- …progressive experience in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting , IT Audit, Finance, Risk Management, or related fields, with a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more
- CBRE (Tallahassee, FL)
- …technical leadership during transitions. This includes conducting site audits, developing risk assessments, ensuring compliance , and delivering training. Working ... Transition Engineering and QHSE Manager Job ID 239140 Posted 23-Sep-2025 Service line...QHSE due diligence assessments to identify potential risks and compliance gaps during the initial site transition, ensuring a… more