- American Express (New York, NY)
- …of risk awareness and proactivity around regulatory matters. ** **The Compliance Risk Management team facilitates and monitors the implementation of ... will help us define the future of American Express. ** Manager - Audit & Regulatory Management** **How we serve...effective compliance risk management programs throughout the organization,… more
- TD Bank (New York, NY)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... etc.) + May be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary… more
- Coinbase (Albany, NY)
- …progressive experience in Internal Audit, External Audit, ICFR/SOX Compliance , SOC Reporting , IT Audit, Finance, Risk Management, or related fields, with a ... Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal… more
- City National Bank (New York, NY)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). * For Wealth Management Compliance ... change management, risk assessments, issues management, and monitoring and reporting . * Compliance Risk Management Division* This is a great opportunity… more
- American Express (New York, NY)
- …Relief Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change management, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data analytic tools,… more
- CBRE (Albany, NY)
- …technical leadership during transitions. This includes conducting site audits, developing risk assessments, ensuring compliance , and delivering training. Working ... Transition Engineering and QHSE Manager Job ID 239140 Posted 23-Sep-2025 Service line...QHSE due diligence assessments to identify potential risks and compliance gaps during the initial site transition, ensuring a… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... Identify risks and implement appropriate actions to mitigate them. Develop and maintain compliance information for analysis and reporting . Achieve compliance … more
- Meta (New York, NY)
- …18. 4+ years experience in trust & safety, Integrity, content policy, transparency reporting , or governance, compliance , risk management 19. Experience with ... **Summary:** We are building a governance, risk , and compliance function to enable...exams/audits, governance, data & tooling systems, and/or regulatory & compliance transparency reporting 5. Serve as an… more
- City National Bank (New York, NY)
- … limits (eg industry, product, financial institutions, sovereign), portfolio management and risk reporting , appropriate and timely escalations, etc. * Proactive ... *GLOBAL TRADE SUPPLY** SALES MANAGER ** WHAT IS THE OPPORTUNITY? *The GTS Sales...management, underwriting, back and middle office operations, credit administration, risk , legal, and compliance . * Leadership and… more
- Wells Fargo (Southampton, NY)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more