- MetLife (Cary, NC)
- …is an exciting opportunity to work on diverse audit engagements covering Operations, IT, Compliance , and Risk Management. You'll help shape the future of audit ... regulations and products, generally accepted audit standards, sampling/testing methodologies, risk management, and regulatory/statutory reporting requirements. Preferred:… more
- Bank of America (Charlotte, NC)
- …risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational ... responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include… more
- Wells Fargo (Raleigh, NC)
- …comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may ... this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …assess portfolio performance + Deliver above-benchmark returns consistently while managing risk + Ensure compliance with investment guidelines, regulatory ... comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. + Specific compliance policies may… more
- Synchrony (Charlotte, NC)
- … Reporting ** , including agenda creation, presentation materials, tracking compliance with the Audit Committee Charter and Key Practices, coordinating presenters, ... Job Description: **Role Summary/Purpose:** The VP, Professional Practices Senior Manager plays a key leadership role within the Internal Audit function. This role is… more
- Wells Fargo (High Point, NC)
- …regulations pertaining to the banking industry + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to ... role:** Wells Fargo is seeking a Branch Operations Associate Manager (LO) for our National Branch Network as part...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (Charlotte, NC)
- …Business Partners, and Regulatory Teams to support capital planning and reporting activities + Conducts capital planning, forecasting, risk identification, ... Finance **Job Description:** **Job Description:** The Senior Treasury Capital Manager develops and executes complex capital management capabilities, strategies… more
- VF Corporation (Greensboro, NC)
- …the maintenance and enhancement of the company's international provision and compliance reporting . Critical responsibilities include international tax planning ... control-related standards and procedures for US International tax matters to ensure proper reporting and risk mitigation of the US tax provision. + Mitigation… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- City National Bank (Charlotte, NC)
- …and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* ... and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies...Degree or equivalent * Minimum 7 years of lending, compliance , and regulatory reporting . * Minimum 5… more
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