- Grant Thornton (Charlotte, NC)
- …for Internal Audit, SOX compliance , System & Organization Control (SOC) reporting , or other risk management, compliance , and assurance activities ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...from start to completion, which includes planning, executing, and reporting . Common engagements include but are not limited to… more
- Truist (Charlotte, NC)
- …Analytics including emerging trends 4. Strong understanding of banking operations, risk management, and regulatory compliance 5. Excellent leadership, ... with Chief Privacy Officer and team. e. Review data requirements to enable compliance with Privacy Policy and other similar corporate policies and documents -… more
- Regions Bank (Charlotte, NC)
- …a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first,...a specific line of business. **Primary Responsibilities** + Conducts compliance reviews to identify potential areas of risk… more
- USAA (Charlotte, NC)
- …challenge risk /control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) preferred. + US military ... team and play a vital role in ensuring the strength and effectiveness of our risk and compliance programs! In this collaborative role, you'll work closely with … more
- USAA (Charlotte, NC)
- …challenge risk /control linkages and identify coverage gaps. + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) strongly preferred. + US ... risk awareness and boost the effectiveness of our risk and compliance programs. You'll team up...but not limited to oversight of procedures/process, accurate regulatory reporting and filing, document governance, Risk Control… more
- City National Bank (Charlotte, NC)
- …in a BSA role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional Qualifications* * ACAMS Certified ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT...compliance colleagues and business line management to conduct risk assessments in order to recommend enhancements to current… more
- Capital One (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification ... Audit Manager : Corporate Compliance Audit (Hybrid) Capital...of experience in auditing, at least 5 years in compliance , at least 5 years in risk … more
- United Therapeutics (Research Triangle Park, NC)
- …structured and unstructured data including reporting and visualizing key risk /performance indicators + Certified Compliance Professional , CCEP, or ... risk assessment and mitigation (RAMP). You are a compliance subject matter expert with a working understanding of...+ Compliance Program Support + Maintain UT's Compliance incident management and reporting system, ensuring… more
- American Express (Charlotte, NC)
- …including policies, procedures, and control descriptions. **Assurance:** + Prepare and deliver compliance metrics and risk reporting for governance forums ... role?** American Express is seeking a dynamic and detail-oriented Technology and/or Cybersecurity Compliance Manager to join the First Line of Defense (1LOD) … more
- City National Bank (Charlotte, NC)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public… more