- Truist (Richmond, VA)
- …Control Functions through the effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks ... 7. Familiarity with risk measurement approaches including development of Key Risk Indicators and thresholds and associated reporting and analytics tools (eg… more
- Capital One (Mclean, VA)
- …and procedures, audit remediation responses, etc. + Create, edit and manage multiple facets of risk reporting + Manage tasks and activities related to risk ... monitoring the data accuracy and execution. + Developing monthly reporting for leadership oversight and timely action. + Performing...years of experience in Project or Business Process, or Risk Management + Certified Risk Manager… more
- Amazon (Arlington, VA)
- …Sr. AML Account Compliance Program Manager will work closely with compliance , risk , operations, and technology teams to ensure the AML program keeps pace ... SX as we grow. The Sr. AML and Account Compliance Program Manager will be responsible for...a better-rounded professional. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- Capital One (Richmond, VA)
- …Certified Public Accountant license (CPA), Chartered Financial Analyst license (CFA), or Financial Risk Manager certification (FRM) + 5+ years of experience in ... of operation while reducing risk and influencing risk stakeholders, risk offices, compliance ,...Collaborate with broader horizontal FRM partner teams to provide risk analysis, insights and reporting metrics **Basic… more
- PNC (Vienna, VA)
- …be based in a location within the PNC footprint. We are seeking a risk manager to join our team, reporting directly to the Head of Capital Markets Risk ... Cross-Functional Collaboration: Work closely with Front Office, Finance, IT, Legal, Compliance , and other stakeholders to ensure integrated risk management.… more
- Capital One (Mclean, VA)
- Director, Integration Strategy - Enterprise Risk The **Enterprise Services Risk ** organization is expanding with a focus on attracting innovative, pioneering, ... collaborative, and highly skilled professionals. We operate at the forefront of risk management, providing support for novel and developing technologies, as well as… more
- V2X (Reston, VA)
- …across a complex environment to ensure effective governance, risk , and compliance practices in-line with regulatory reporting requirements. + This position ... control programs. Responsibilities What You'll Do: + The Senior Manager of Internal Controls and SOX Compliance ...and administration of the company's internal controls over financial reporting (ICFR) and execution of the SOX compliance… more
- Capital One (Mclean, VA)
- Associate, Cyber Risk & Analysis - Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting innovative, ... collaborative, and highly skilled professionals. We operate at the forefront of risk management, providing support for novel and developing technologies, as well as… more
- Raymond James Financial, Inc. (Richmond, VA)
- … Analyst_ ) plays a key role in supporting the firm's compliance with non-financial regulatory reporting requirements. Leveraging advanced knowledge and ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- Coinbase (Richmond, VA)
- …FINRA exams/inquiries. * Knowledge of 15c3-5 Market Access, Best Execution and CAT reporting . * Experience setting up broker-dealer compliance programs, or at ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more