- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, ... program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- HUB International (New York, NY)
- …reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the ... limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ...Wealth** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in… more
- City National Bank (New York, NY)
- …or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's ...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina, United States;New York, New York **To proceed with your application, ... including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group,… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Personal & Commercial Banking **Job Description:** The Sr . Commercial Loan Officer combines an external sales role focusing on ... & new customer objectives while showing credit aptitude. The Sr . Commercial Loan Officer maximizes profitability, revenue...+ Ensures processes, policies and procedures are designed in compliance with TD Risk Appetite + Successfully… more
- Bank of America (New York, NY)
- SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts; Providence, Rhode Island **To proceed with your application, you must ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Chicago/SAG-Corp-Comm- Sr -Port- Officer \_25036845) **Job Description:** At Bank of America,… more