- Raymond James Financial, Inc. (St. Petersburg, FL)
- …via webinars, and newsletters. * Conducts complex research and reports findings to Compliance , Legal, Division Supervision, and Division Management partners. ... Skills, and Abilities** **Knowledge of:** * Concepts, practices, and procedures of securities industry compliance reviews. * Rules and regulations of the… more
- RELX INC (Boca Raton, FL)
- …news collections, regulatory insights, and powerful analytical tools for compliance , transactional and financial reporting professionals. Intelligize offers a ... Customer Support Research Analyst to support a variety of securities related activities. You will perform or support a...be added when data can be disclosed LexisNexis, a division of RELX, is an equal opportunity employer: qualified… more
- S&P Global (FL)
- …to track model performance, data quality, and infrastructure. + Security and Compliance : Implement security measures and compliance standards to protect ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Truist (Orlando, FL)
- …originated through a variety of channels including the Community Bank, Wealth Division , Premier, Team Mate Banking and Electronic Delivery Channels in a centralized ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- S&P Global (FL)
- …data security risks. + Develop and enforce data security policies for compliance with industry standards. + Review access management controls for security gaps. ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (FL)
- …technical milestones align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure adherence to ... businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is...innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- S&P Global (FL)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- S&P Global (FL)
- …organizations, including businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is the world's foremost ... innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- MyFlorida (Tallahassee, FL)
- …retailer applications. + Tracks Security Management Review applications; notifies Communications Division of retailer locations that need removal from the Lottery's ... contract renewals. Reviews management reports to monitor the timeliness of the Division 's workflow processes. + Prepares monthly status report. + Drafts procedures.… more
- MyFlorida (Alachua, FL)
- …Estimator Tool (https://compcalculator.myflorida.com/) OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY DIVISION : OFFICE OF FINANCIAL REGULATION BUREAU: OFFICE OF ... banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money… more