• Wealth Advisor III - Palm Beach / Boca Raton

    Truist (Jupiter, FL)
    …Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance and regulatory framework ... * FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable Life, Health, and Variable insurance… more
    Truist (03/04/25)
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  • Premier Advisor or Banker

    Truist (Winter Park, FL)
    …who will enhance business development efforts. 7. Work within existing audit, compliance and regulatory framework in order to ensure a high quality, compliant ... for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7,...eligibility for specific benefits may be determined by the division of Truist offering the position. Truist offers medical,… more
    Truist (05/23/25)
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  • Wealth Credit Delivery Portfolio Manager II…

    Truist (Tampa, FL)
    …financing, corporate finance transactions, concentrated stock/highly structured securities -backed and unsecured facilities. Analyze historical and projected ... financial statements and related internal risk ratings, management of covenant compliance and ongoing collateral monitoring. Have a strong understanding of industry… more
    Truist (05/17/25)
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  • Relationship Banker - Verandah Branch

    Wells Fargo (Fort Myers, FL)
    …National Branch Network as part of the Consumer, Small & Business Banking division . Learn more about the career areas and business divisions at wellsfargojobs.com. ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
    Wells Fargo (05/29/25)
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  • Director, Financial Reporting

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …budgets and other financial analysis reports for complex business units (in compliance with GAAP, SEC, and regulatory requirements). Works with Technology department ... up to date with current accounting pronouncements that impact the business ensuring compliance with GAAP, SEC, and FHC rules and regulations. + Manages technical… more
    Raymond James Financial, Inc. (03/14/25)
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  • Third Party Risk Management - Intake, Vice…

    MUFG (Tampa, FL)
    …periodic updates on policy, standard, and procedures, performance, and results to division leaders and formal committees. + Support ad hoc TPRM governance projects. ... and SMEs, and management. + Monitor and test for compliance with policies and standards. + Monitor and report...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (05/28/25)
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  • Transaction Manager - SVP - Tampa - Hybrid

    Citigroup (Tampa, FL)
    …of the closing and servicing of all loan transactions of the business division being supported to ensure all internal and external requirements are met. Candidate ... covering but not limited to commercial real estate, asset backed securities , credit financing, residential finance, transportation and affordable housing type… more
    Citigroup (05/24/25)
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  • Clearance Associate

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …for internal clients by having courteous interactions with them. + Assess compliance with established standards and protocols for routine inquiries. + Support others ... : + Basic mathematical/bookkeeping skills including addition, subtraction, multiplication, division , percentages, fractions, averages and balancing sufficient to complete… more
    Raymond James Financial, Inc. (05/08/25)
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