- MUFG (New York, NY)
- …between Transaction Banking of the Americas and Head Office Transaction Banking Division , Tokyo for specific matters such as system requirements, product development ... and defects as an advocate for outstanding customer experiences. + Actively ensures compliance with the Bank's Business Standards of Conduct and all Patriot Act,… more
- MUFG (New York, NY)
- …Trade Service Operations, Legal and Risk Management, Transaction Banking Division Tokyo. **Responsibilities** + Manage the ongoing execution responsibilities ... and funding of discounting transactions. + Interact with RMs, credit, legal, compliance and other internal teams + Frequent interaction with middle and back… more
- ADP (New York, NY)
- …is hiring a **Sales Representative for Retirement Services** in our Major Accounts division . + **_Are you ready to control your financial future with unlimited ... meaningful impact. **Bonus points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA)… more
- Citigroup (New York, NY)
- …position sits within the Multi Asset Group within Citi's Equities business, a division of Citi Global Markets, and will be focused on Equity Derivatives. The ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
- MUFG (New York, NY)
- …and minimizing credit cost. + Directly and independently communicate with credit division and ensure it is provided with all related information/analysis pertinent ... to making a decision with little support from management. **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and procedural… more
- MUFG (New York, NY)
- …with such clients in order to achieve the objectives of the Bank and the Division . The Sr RM, who is mainly responsible for FIG credit and deposit clients, maintains ... to all bank policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …and Transaction Responsibilities:** + Support the communication with the credit approval division including final hold level strategies to ensure alignment of risk ... to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA candidacy… more
- MUFG (New York, NY)
- …Tokyo HO stakeholders, including, but not limited to, MUFG Bank Global Planning Division and MUFG Government and Regulatory Affairs Office **Experience:** + 3 + ... elated experience in diverse business roles generating roles, program management, audit/ compliance , managing staff functions + Background in regulatory relations and… more
- MUFG (New York, NY)
- …and Transaction Responsibilities:** + Facilitate communication with the credit approval division including final hold level strategies to ensure alignment of risk ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA or… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients… more