- TD Bank (New York, NY)
- … compliance that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall coordination of US ... section below in as you consider this opportunity.** **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings** **The Role** The Senior Analyst role is based ... in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services practice areas… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... reputation of Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets… more
- Mitsubishi Chemical Group (Albany, NY)
- ** Senior Compliance & Data Analyst (2112)** + Title: Senior Compliance & Data Analyst + Group Company: Mitsubishi Chemical America + Location:Remote Group ... as they are today. Job Purpose Mitsubishi Chemical Group is seeking ** Senior Compliance & Data** **Analyst** to join a team committed to excellence, continuous… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Compliance Analyst - Middletown, NY WFH Flexible * Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) * Hybrid Job ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Compliance Analyst Are you ready to use your… more
- PNC (New York, NY)
- …respected, valued and have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance ... responsibilities may be performed remotely, at manager's discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you… more
- Humana (Albany, NY)
- …a part of our caring community and help us put health first** The Senior Compliance Professional ensures compliance with governmental requirements. The ... of situations or data requires an in-depth evaluation of variable factors. The Senior Compliance Professional develops and implements compliance policies and… more
- Navient (Albany, NY)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst, you will:** + Review and approve marketing materials across channels… more