- Raymond James Financial, Inc. (New York, NY)
- …requirements, and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance ... Duties and Responsibilities** + Serve as an integral member of the RJF Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead… more
- City of New York (New York, NY)
- …and participate in the articulation of recommendations to DEP for improved contract compliance . The Senior Investigative Auditor will report to the Director of ... drinking water for New Yorkers. DOI is seeking a Senior Investigative Auditor to provide auditing services to the...provide auditing services to the monitorship team to ensure compliance with contractual obligations. The candidate will be expected… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... + **Ability to independently identify, assess, and escalate issues requiring senior management attention** + **Experience leading bank compliance -related… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- University of Rochester (Rochester, NY)
- …with senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks effectively. This position ... Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of...Officer of the Medical Center, the Director of Research Compliance and senior leadership across various university… more
- Deloitte (Jericho, NY)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" peak your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Senior , you will work within an engagement team and… more
- American Express (New York, NY)
- …of American Express. **How will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and maintaining a robust ... compliance program that ensures American Express is adhering to...a culture of integrity and effective second line independent Compliance oversight. This position will play a critical role… more
- University of Rochester (Rochester, NY)
- …meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related ... compliance standards. + **Risk Mitigation** : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate… more