- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage a supervisory team responsible for the oversight of Electronic ... Communications. This Senior Manager will lead the Home Office...used in the securities industry. + Suitability and other compliance issues involved with branch manager /FA trading… more
- Sumitomo Pharma (Tallahassee, FL)
- …currently seeking a dynamic, highly motivated, and experienced individual for the position of ** Senior Manager , Clinical Supply Chain** . The Senior ... + Design and/or review label text to meet product requirements and ensure compliance with US and international regulations. + Ensures effective management of IP… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Overview:** The ** Senior Portfolio Manager - 2nd Line of Defense** plays a pivotal role in strengthening the organization's risk management ... role is responsible for independently assessing portfolio risks, ensuring regulatory compliance , and providing strategic insights to support sound credit and… more
- Sumitomo Pharma (Tallahassee, FL)
- …. **Job Overview** We are currently seeking a versatile and experienced Senior Manager - Associate Director level scientist with strengths in ... of drug metabolism and bioanalytic chemistry. This position will report to Senior Director of Clinical Pharmacology and Drug Metabolism. S/he will work across… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules ... and regulations within Corporate Banking. Manages Corporate Banking compliance functions/programs to ensure compliance processes and procedures are integrated… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** We are seeking a dynamic Senior Manager to lead the Operations and Administration function that supports our Risk Management ... processes, staff augmentation, and third-party vendor relationships. + Ensure compliance , performance, and value delivery from third-party vendors. **Knowledge,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …, or audit role. + Experience leading projects + Certified Regulatory Compliance Manager (CRCM) or CIA, CPA **Education/Previous Experience** + Bachelor's ... compliance for Raymond James Bank. The Internal Audit Manager will oversee the work of others and perform...audits with targeted scopes and complexities and assist the Senior Audit Manager in collaborating across multiple… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidance to compliance efforts in assigned business entity. + Informs Senior Compliance Management about issues that may involve rule violations or ... communications and applies them accordingly. + Coaches, trains, and mentors less experienced Compliance Specialists. + May serve as a "team lead" for more junior … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …enterprise policy review and drafting process. + Vetting discussions with key senior stakeholders (defined by policy owners) to ensure comprehensive review of ... and obligations of the Raymond James business model + Supports compliance reporting processes, including exception reporting, and approves corrective actions +… more
- Deloitte (Tampa, FL)
- …in our Engagement Consultation team, you'll be on the cutting edge of regulatory compliance , focusing on auditor independence rules and their impacts on the ... to analyze services to and relationships with clients in light of independence requirements. This will include: + Working closely with Partners, Principals, Managing… more