- JPMorgan Chase (Long Beach, CA)
- …+ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses ... within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training + Excellent… more
- Robert Half Finance & Accounting (Irvine, CA)
- …in managing capital strategies, fostering relationships with stakeholders, and ensuring compliance with regulatory standards. The ideal candidate will excel in ... operations and secure funding across various growth stages, such as seed and Series A rounds. * Manage financial planning, budgeting, reporting, and tax … more
- University of Southern California (Los Angeles, CA)
- …as an institutional resource for Graduate Medical Education (GME) accreditation and compliance issues. In conjunction with the D1O, consults with and advises Program ... that impact or govern the GME programs to ensure Keck is in compliance ; and serves as primary institutional administrator working with the Designated Institutional… more
- City National Bank (Los Angeles, CA)
- …and approves CNS written and electronic correspondence for accuracy and compliance . Overseas the risk associated with the operational and administrative aspects ... risk tolerance, time horizon, financial status, and other investment needs in compliance with FINRA regulations and CNS policies and procedures. * Comply with… more
- The Clorox Company (Fairfield, CA)
- …a thorough understanding of Allen Bradley ControlLogix, PLC-5, and SLC-500/MicroLogix series . + Maintain and troubleshoot motor control systems, including VFDs and ... mechanical equipment, including pumps, hydraulics, pneumatics, and conveyors. + Ensure compliance with the Controls Change Management System and maintain all… more
- Nevada County (Nevada City, CA)
- …more complex current planning projects, including reviewing those projects for compliance with CEQA. The incumbent will also prepare, and implement state-mandated ... policies and procedures and recommends improvement. + Reviews projects for compliance with County zoning regulations and codes, prepares ordinance amendments and… more
- Citigroup (Downey, CA)
- …referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML and other ... compliance norms . Partner with all roles on branch...without direction . Securities Industry Essentials - SIE, Active Series 7, 66 (or 63 and 65) licenses .… more
- Sutter Health (Novato, CA)
- …CBA guidelines._ **JOB ACCOUNTABILITIES:** ADMINISTRATIVE SUPPORT SERVICES: * Performs a series of specialized clerical and administrative duties by performing a ... arranges for equipment repairs, monitors costs and needs for replacement. COMPLIANCE : * Maintains strictest confidence of all patient protected health information… more
- Air Force Materiel Command (Edwards AFB, CA)
- …duties including management of classified and unclassified information systems and compliance with applicable DoD, Air Force and other regulatory requirements. ... consistent with applicable codes, standards and regulations. Ensures unit program compliance with regulations, laws, policies, and unit commander directives. Serves… more
- ADP (San Diego, CA)
- …+ Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more