- US Bank (Irvine, CA)
- …you will play a critical role in maintaining a strong culture of compliance and risk management across your assigned region(s). You will collaborate closely with ... also partner with regional teams to identify supervision and compliance training needs for Financial Advisors and other registered...experience in the financial services industry - Active FINRA Series 7, 24, 53, 63 and 65/66 licenses and… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...**Qualifications:** + 15+ years of experience + FINRA Licensing, Series 79, 63, SIE + In-depth knowledge of all… more
- Serco (San Diego, CA)
- …of TYCOM Cableway Improvement Program (CIP) in accordance with NAVSEAINST 9304 series to Ship's Force with training, inspection, repair assistance and reporting. + ... in the selection process.**_ Meet Your Recruiter! (https://serco.kzoplatform.com/player/medium/2799558825781237261?embed=true&layout=fullscreen&overlay=false&auth=public) _In compliance with local laws regarding pay transparency, the salary… more
- Humana (Sacramento, CA)
- …the following: Inpatient medical coding, analytics, health record security and privacy, HIPAA compliance , and data governance. + Hold at least one of the following ... a SMS Text interview, you will be asked a series of questions to which you will be using...the policy of Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act and… more
- Citigroup (Rolling Hills Estates, CA)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... strong background and interest in the fields of operations and compliance ; previous sales referral experience Knowledge of investments, banking, and credit… more
- Subaru of America (Los Angeles, CA)
- …Care Connect to promote Genuine Subaru parts and accessories. + Reinforces Retailer compliance on returns and claims handling as detailed in the parts distribution ... + Frequently reviews the warranty processes, cost, frequency, warranty audit compliance , and policy adjustment reviews and provide counsel if necessary. +… more
- Jacobs (San Francisco, CA)
- …provide support across the Jacobs delivery lifecycle. From ensuring design compliance with standards to providing discrete cybersecurity assessments, you'll identify ... Responsibilities: * Support cybersecurity design of OT networks through compliance with appropriate security standards * Provide cybersecurity assessments of… more
- Sacramento County (Sacramento, CA)
- …- Detention/Correctional Facility is the first level supervisory class in this series . Incumbents work under general administrative supervision of a higher level ... policies and procedures + Learn, comply with, and ensure staff compliance with laws, rules, regulations, protocols and procedures, including security requirements,… more
- Citigroup (Los Angeles, CA)
- …to be considered, and seeks or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. + ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Los Angeles, CA)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...10+ years of experience in Commercial Banking + FINRA Series 79, 63, SIE (current or ability to obtain)… more