- Wells Fargo (San Francisco, CA)
- …sponsorship + This position offers a hybrid work schedule + Specific compliance policies may apply regarding outside activities or personal investing; affected ... is required for ongoing employment in this position. FINRA Series 63 and 79 examinations, or equivalent must be...This will be communicated at time of offer acceptance. Compliance with state law registration and licensing requirements is… more
- Wells Fargo (Palo Alto, CA)
- …+ US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- Wells Fargo (Los Angeles, CA)
- …+ US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- Palo Alto Networks (Santa Clara, CA)
- …programs that have a direct impact on building customer trust and ensuring compliance in the complex cybersecurity landscape. As a publicly traded (NASDAQ: PANW), ... maturity and privacy metrics. Manage and organize privacy programs and compliance frameworks, including liaising with third-party privacy auditors. + Data Subject… more
- Wells Fargo (San Francisco, CA)
- …understanding of the asset class, investment offerings, policies, procedures and compliance requirements + Collaborate and consult with peers, colleagues and ... following: work experience, training, military experience, education + Successfully completed FINRA Series 7 and 63 exams to qualify for immediate registration (or… more
- City of Stockton, CA (Stockton, CA)
- …Analyst is the working lead level in the professional human resource series . Incumbents possess detailed knowledge of unit operations, assignments, procedures, and ... assign and/or review the work of others for accuracy, completeness, and compliance to established standards. Incumbents are also expected to perform the most… more
- Wells Fargo (San Francisco, CA)
- …+ Life Sciences Background, experience or education **Job Expectations:** + FINRA Series 63, 79, and the Securities Industry Essentials (SIE) must be completed ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Aveanna Healthcare (Mission Viejo, CA)
- …Details Aveanna Healthcare has grown tremendously during the past year through a series of exciting acquisitions, and we are currently looking for aHome Care Aideto ... therapist, or other licensed healthcare professional is recommended) + Compliance with all state laws and agency policies related...dependent adult and elder abuse and domestic violence + Compliance with agency policies related to all areas of… more
- California Energy Commission (Sacramento, CA)
- …on the state application process, visit California State Hiring Process Instructional Video Series - YouTube or contact ###@energy.ca.gov . 2) Complete and pass the ... strategies to eliminate or reduce those impacts. 3) Experience conducting project compliance inspections to confirm adherence to permit conditions and assuring … more
- Sutter Health (Novato, CA)
- …and skills of nursing staff. Maintains educational and competency records in compliance with hospital, Department of Healthcare Services (DHS), Office of Statewide ... and delivery of centralized education offerings (skill modules, self-study series , interactive online courses, audio-visual aides, etc.) that meet staff… more