- Bank of America (Jacksonville, FL)
- …Self Directed Brokerage. **Required Qualifications:** + FINRA Securities Industry Essentials Examination (SIE), Series 7 & Series 63 licenses + One or more years ... + Business Acumen + Customer and Client Focus + Issue Management + Regulatory Compliance + Active Listening + Oral Communications + Problem Solving + Risk Management… more
- USAA (Tampa, FL)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + High School Diploma ... within 90 days of hire. + Required maintenance of FINRA Series 7 license. + Required maintenance of FINRA Series 66 (or 63 and 65) license. + Must be able… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …Puerto Rico. Grandfathering Provision. All individuals employed in VHA in this occupational series or in another occupational series performing the duties as ... including subordinate the Supervisory Healthcare Engineer(s) at the GS-13 level, to ensure compliance with VA, TJC and a variety of other prevailing codes and… more
- Veterans Affairs, Veterans Health Administration (Miami, FL)
- …recorders for precise measurement of airway obstruction, thoracic gas volume, compliance , and other parameters. Operates a computerized system for the measurement ... appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of...appointed or reassigned to RRT positions in the GS-0601 series must possess and maintain for the duration of… more
- Citigroup (Miami, FL)
- …service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and ... credit and investment products. Ensure transactions are completed within audit and compliance standards as well as timely execution. + Be attentive and diligent… more
- NextEra Energy (Juno Beach, FL)
- …seeking an experienced income tax professional to become a member of our State Tax Compliance and Planning team. The ideal candidate will have 6+ years of federal or ... state income/franchise tax compliance experience and be interested in getting involved in...+ Prepare and Review multi-state apportionment calculations for a series of complex corporate and partnership entities and filing… more
- Wells Fargo (Miramar Beach, FL)
- …+ US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- University of Miami (Miami, FL)
- …ensuring all administrative tasks are performed to standard to maintain compliance with Accreditation Council for Medical Education (ACGME) requirements. The ... the educational quality of the training programs and ensuring compliance with ACGME accreditation standards and other regulatory requirements. Coordinates… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …thereby limiting firm liability. Conduct internal reviews to ensure compliance with regulatory requirements and internal policies, including potential conflicts ... of interest. Assess and report on compliance risks, investigate incidents and take action...services industry. + ~OR ~ + An equivalent combination of experience, education, and/or training. **Licenses/Certifications:** + Series 7… more
- Aston Carter (Tampa, FL)
- …and auditability. + Assist in designing and refining tax workflows, compliance controls, and system integration points with financial and operational platforms. ... data processes to identify opportunities for improvement in billing, compliance , and reporting. + Serve as a liaison between...on project execution. + Hands-on experience with Vertex O Series or comparable tax automation tools. + Familiarity with… more