- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness,...Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst, Park… more
- Guardian Life (Albany, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness,...Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance … more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of ... the US Compliance Examination Plan established to ensure adherence with broker-dealer...plus + Professional licenses and certifications desired (SIE, FINRA Series 7, CCOS or IACCP a plus) + Working… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...+ **Experience presenting to management and regulators** + **FINRA series 7 and 24** + **Life and Health Insurance… more
- Central Hudson Gas & Electric Corporation (Kingston, NY)
- …Wellness Reimbursement Program + Paid Holidays and Vacation **What is a Reliability Compliance Analyst?** The Reliability Compliance team is part of the ... Engineering Standards and Compliance group and provides guidance and oversight related to...path which allows for advancement opportunities within a job series . The title and level are commensurate with experience.… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness,...Do you want to be part of a collaborative Compliance Legal Team? As a Data Analyst in … more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain...and regulations with the ability to assess firm impact. Series 7, 63, 24 a plus. + Typically minimum… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief ...well organized with project management skills. + BA/BS required. Series 7, 79 a plus. SMBC's employees participate in… more
- Momentive Performance Materials Inc. (Niskayuna, NY)
- Job Title: Global Standards and EHS Compliance Specialist Summary:Reporting to the Sr Manager, Global EHS & Security Systems, this role will be responsible for ... managing International Management Systems, Global EHS standards, and associated compliance audits. This person will act as a technical expert, providing specific… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for a wide variety of delegated compliance , administrative, and business functions to support the Merrill Wealth Management ... managing and mitigating risk. **What you'll accomplish** + Manage delegated compliance , administrative and business functions related to the Merrill Wealth… more
Recent Searches
- Experienced Field Testing Technician (United States)
- High Pressure Die Cast (United States)
- Packaging Process Operators (United States)
- Carhop (United States)
Recent Jobs
-
Family Support/Driver
- WestCare Foundation (Miami, FL)
-
Director, LL.M. Externship Program - Georgetown University Law Center
- Georgetown Univerisity (Washington, DC)
-
HDD Operator/Driller
- Mears Group (Kansas City, MO)
-
Polisher
- Luxfer Superform (Riverside, CA)