- Amazon (New York, NY)
- …members can customize their viewing experience and find their favorite movies, series , documentaries, and live sports - including Amazon MGM Studios-produced ... series and movies; licensed fan favorites; and programming from...ad insertion technologies, programmatic, and other related technical and compliance standards (eg, VAST/VMAP, oRTB, Open Measurement, TCF, GPP).… more
- Citizens (New York, NY)
- …study for and pass the Securities Industry Essentials (SIE) exam as well as the Series 86 and Series 87 exams. Responsibilities: + Create and maintain financial ... skills + Strong leadership and team working skills + Superior work ethic + In compliance with federal law, all persons hired will be required to verify identity and… more
- Guardian Life (New York, NY)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... while focusing on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness, ability to… more
- Wells Fargo (New York, NY)
- …trading architecture, programs and trading policies for clients, advisors, and compliance + Identify opportunities and strategies to develop trading programs and ... positions, risk and profitability, while adhering to regulatory and compliance requirements + Lead Wells Fargo Securities team by...a related field; MBA or advanced degree preferred. + Series 7, 57, 63, 24 and 4 + Candidates… more
- Wells Fargo (New York, NY)
- …and give feedback throughout the course of the summer. + **A virtual speaker series ** : Wells Fargo's top leaders provide insight into how to make the most ... from a manager and exercise independent judgment while developing knowledgeof compliance and risk management requirements for the supported area. + Prioritize… more
- City of New York (New York, NY)
- …Health Academy. They supervise instructors and educate the public through a series of engaging courses focused on food service establishments. DUTIES WILL INCLUDE ... final exams for online courses and external approved providers and ensure compliance with training standards. Maintain permanent records of classes taught and… more
- Wells Fargo (New York, NY)
- …+ US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- JPMorgan Chase (Pittsford, NY)
- …+ Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members understand their ... strong understanding of industry practices. + Valid and active Series 7, 9/10 (or 4, 24, and 53), 66...24, and 53), 66 (or 63/65) FINRA licenses, ensuring compliance with industry standards. + Valid and active Life,… more
- City of Rochester, New York (Rochester, NY)
- …Number 25FY0427NBA09 Department Neighborhood & Business Development Bureau Buildings & Compliance Opening Date 08/22/2025 Closing Date 9/5/2025 11:59 PM Eastern + ... new and existing structures and adjacent properties to ensure compliance with applicable laws, ordinances, and codes of the...extended if more time is needed to complete the series of courses required by the State for certification… more
- TD Bank (New York, NY)
- …also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive strategies, ... automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct...degree in Business (Accounting or Finance) or Mathematics/Economics + Series 7 and 63 + 5-7 Years of related… more