- Wells Fargo (Charlotte, NC)
- …+ US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- Wells Fargo (Wilmington, NC)
- …+ US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 examinations (or FINRA recognized equivalents) sufficient to ... appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In… more
- City of Asheville (Asheville, NC)
- …or contracted projects for an assigned department or division to ensure compliance with construction plans, applicable local, state, and federal ordinances, and ... Distinguishing Characteristics: This is the second level in the Construction Inspector series . This classification is distinguished from lower levels in this job… more
- Coinbase (Charlotte, NC)
- …and enhancing our day-to-day operational processes, ensuring accuracy, timeliness, and compliance in a regulated environment. You will leverage your industry ... maintain customer accounts, including KYC/AML onboarding, account updates, and regulatory compliance * Support the processing of corporate actions to ensure… more
- Veterans Affairs, Veterans Health Administration (Fayetteville, NC)
- …weekly basis. The 2-page Resume requirement does not apply to this occupational series . For more information, refer to Required Documents below. This position is ... quality and timeliness of the services provided, customer satisfaction, as well as compliance with the standards of accrediting bodies such as the Joint Commission… more
- First Horizon Bank (Raleigh, NC)
- …This position is responsible for the overall sales, production, profitability and regulatory compliance of a banking center. It is also the responsibility of this ... and inclusive work environment that promotes teamwork and professional growth. Compliance and risk management + Collaborate with market operations and sales… more
- JPMorgan Chase (Durham, NC)
- …within established risk parameters/tolerances and meet internal/external risk and compliance obligations, including completion of required training. + High school ... GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 if required), and Life licenses are… more
- First Horizon Bank (Raleigh, NC)
- …requests, address changes, etc. * Serves as liaison and between sales team, compliance , and other business lines throughout the firm * Manages account opening ... but not limited to retrieving relevant executed documentation from clients and in compliance with regulatory procedures * Reviews client account activity on a daily,… more
- Ally (Raleigh, NC)
- …Additionally, will interact with other departments of Ally Bank. * Perform a series of reviews (including detailed link analysis) utilizing various tools and reports ... groups and governmental agencies. Position will work closely with Legal, Compliance , LOB representatives, Risk, Audit, Human Resources, vendors, and law enforcement.… more
- First Horizon Bank (Charlotte, NC)
- …stages of development, maintaining high standards for product quality and compliance with industry standards. + Defines product requirements and roadmap, driving ... branding and marketing strategies by tracking profitability metrics, and ensures compliance needs are met. + Monitors competitive trends, supporting compliance … more
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