- Actalent (Austin, TX)
- …for motors using advanced test equipment. + Ensure Standards Compliance : Maintain compliance with UL 1004 series , UL 1446 (insulation systems), and other ... You'll serve as the subject matter expert (SME) for UL compliance , working cross-functionally with engineering teams and certification agencies. Key Responsibilities… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …review of any related communication, reports, presentations, materials utilized for compliance purposes. Supervise compliance related activities performed by ... Firm as well as activities through NFIS online offerings. Provide effective compliance guidance for insurance activities through Navy Federal Financial Group, LLC,… more
- JPMorgan Chase (Plano, TX)
- …qualifications, capabilities, and skills** + A valid and active Series 7 and Series 63 + Strong compliance record in prior position(s) and ability to hold ... a registration in all 50 states + Ability to create and foster strong partnerships with business partners, working independently as well as in a team environment + Capacity to manage multiple priorities in a fast-paced environment and be adaptive to change +… more
- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of defense), to help ... and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results, providing … more
- Guardian Life (Austin, TX)
- …best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie, ... on the customer. We do this through leveraging a series of core capabilities, which includes accountability, interpersonal effectiveness,...Do you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance … more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...degree desired but not required. + Securities licenses, eg, Series 79 preferred, but not required + Strong computer… more
- TTEC (Austin, TX)
- …ignite your career with TTEC's award-winning employment experience. As a Public Sector Compliance Analyst working remote in the United States, you'll be a part of ... our Security & Governance team, you will support the compliance lifecycle needs of existing public sector clients as...frameworks relevant to your industry, such as NIST 800-53 Series , MARS-e 2.2 or current version & FedRAMP. +… more
- Trellix (Austin, TX)
- **_Job Title:_** Compliance Specialist **About Skyhigh Security:** Skyhigh Security is a dynamic, fast-paced, cloud company that is a leader in the security ... reach your potential. From our employee recognition program, to our 'Blast Talks' learning series , and team celebrations (we love to have fun!), we strive to be an… more
- First Horizon Bank (Dallas, TX)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing...1. Microsoft Office suite **CERTIFICATES, LICENSES, REGISTRATIONS (Ex: CPA, Series 6 or 7 license, etc)** None required **About… more
- PNC (San Antonio, TX)
- …industry and market developments, deal flow and regulatory requirements. Enforces strict compliance with all policies and regulations. Enforces compliance with ... with Senior Management for the alignment of department's strategic goals. Licenses Required: SIE, Series 52 & 63, Series 53 (79 optional). Other licensing may be… more