- JPMorgan Chase (Austin, TX)
- …within established risk parameters/tolerances and meet internal/external risk and compliance obligations, including completion of required training. + High school ... GED, or foreign equivalent. + The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63 if required), and Life licenses are… more
- JPMorgan Chase (Austin, TX)
- …you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life ... completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High...continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator… more
- Fresenius Medical Center (College Station, TX)
- …vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. For a ... local, state and federal regulatory requirements. Oversees OSHA and regulatory compliance related issues ensuring appropriate actions taken to ensure required… more
- JPMorgan Chase (Arlington, TX)
- …+ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses ... within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training + Excellent… more
- Texas A&M University System (College Station, TX)
- …changes. + Supervises, trains, and evaluates the work of others. Compliance and Policy Implementation + Develops and maintains knowledge and understanding ... of faculty CVs and syllabi posted in the Howdy system to ensure compliance with state and institutional standards + Manage and coordinate travel arrangements for… more
- Safran (Gainesville, TX)
- …elements of the bid including the cost base. C) Draws up the contract compliance form, with information on how differences will be corrected. Is familiar with the ... tools used to demonstrate program compliance with the contract (test reports, SAP inventory extraction,...up and manage the BP for a program with series production. X) Ensures that cost estimates are made… more
- Boardwalk Pipeline Partners (Houston, TX)
- …communities in which we operate. We incorporate environmental stewardship, safety, and compliance into our day-to-day operations and seek to strengthen and support ... statistical modeling using Python, R, or similar tools. + Develop time series forecasting, anomaly detection, and classification models for operational and business… more
- Truist (Dallas, TX)
- …and maintaining a strong culture of risk management and compliance , delivering our Purpose-Driven Wealth Experience, and driving advisor retention/recruiting ... close partnerships with the local Support leadership team, LOB Risk Organization, Compliance , HR and Operations to further the effectiveness and performance of the… more
- L3Harris (Waco, TX)
- …with internal/external partners to establish system security designs and validate compliance requirements. + Provide leadership and oversight to ISSOs. + Up ... obtain and maintain any additional clearances as required. + Monitor IA Program compliance by performing periodic self-inspections, tests and reviews of the IS to… more
- Kestra Financial (San Antonio, TX)
- …requests are handled accurately and in a timely manner, while maintaining compliance with industry regulations. + Build and strengthen client relationships through ... to clients in an accessible manner. Operational Efficiency & Compliance + Maintain and update the CRM database to...leadership experience is a plus. Licenses & Certifications + Series 7 and 65/66 licenses preferred (or willingness to… more