- The County of Los Angeles (Los Angeles, CA)
- …STANDARDS: This is the senior-/supervisory-level class in the Health Program Analyst Series . Positions allocable to this class are located in the department of ... small program. Factors affecting allocation of positions in the Health Program Analyst Series include but are not limited to scope and complexity of program/clinic,… more
- BMO Financial Group (Modesto, CA)
- **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** **_The mission of Premier Services is to help mass affluent clientele make real ... to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works...+ **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** + Proactively builds… more
- Wells Fargo (Beverly Hills, CA)
- …experience + Knowledge of traditional banking products + FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) **Job Expectations:** ... is required for ongoing employment in this position. FINRA Series 7 and 66 examinations, or equivalent...must be completed prior to conducting Investment Advisory business. Compliance with state law registration and licensing requirements is… more
- Umpqua Bank (Irvine, CA)
- …quote information and mutual fund trade entry. Equity trades can be entered by Series 7 licensed employees. Accept unsolicited mutual fund and money market ... investment direction from clients. Series 7 licensed employees provide limited decision-making...support to other Financial Assistants when necessary. + Demonstrates compliance with all bank regulations for assigned job function… more
- Ventura County (Ventura, CA)
- …The agency includes five divisions: Environmental Health, Building & Safety, Code Compliance , Operations, and Planning. RMA also plays an important role in economic ... are four levels (I - IV) in the Environmental Health Specialist series . Each level performs increasingly responsible public contact; interaction with public and… more
- Ventura County (Ventura, CA)
- …+ Annual Leave Redemption -After 14,560 hours of continuous County service (equivalent to seven ( 7 ) years) an employee may elect to "cash in" or redeem up to 80 ... RMA includes five divisions: Environmental Health, Planning, Building &Safety, Code Compliance , and Operations/GIS. RMA recognizes the value of having a diverse… more
- Atria Wealth Solutions (Dublin, CA)
- …training. + 3+ years of prior management experience, including sales coaching experience. + Series 7 , 63, 65 (or 66) Securities Registrations, and Life Insurance ... + Oversee the completion of all required Credit Union compliance training and those mandated by the broker-dealer. +...licenses are required. + Series 24 or Series 9/10 Securities Registrations… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …requirements to establish, monitor, and maintain the specialized testing. Ensures compliance with rules and regulations of assorted regulatory agencies such as ... related duties as assigned. Work Schedule: Monday - Friday, 7 :00 am - 3:30 pm PST Telework: Not Available...All histopathology technologists employed in VHA in this occupational series or in another occupational series , who… more
- Nuveen Investments (San Francisco, CA)
- …5+ Years Required; 7 + Years Preferred **FINRA Registrations** + SRC Indicator: Series 7 ; Series 63 **Physical Requirements** + Physical Requirements: ... such events. + Liaising with internal partners: Partnering with technology, compliance , legal, operations, portfolio management, trading, and other internal partners… more
- Ventura County (Ventura, CA)
- …at 26 days per year at 20 years of service. + Vacation Redemption: After approximately 7 years of services ability to "cash in" or redeem up to 80 hours of vacation ... County Health Care Agency available 24 hours a day, 7 days a week providing support for individuals and...Right Advocate I is the entry level into the series and is responsible for routine cases and investigations.… more