- JPMorgan Chase (New York, NY)
- …and skills:** + 5 plus years' experience in Financial Services industry + FINRA Series 7 and 66 licenses required + Bachelor's degree required + Proven ... ensure client meetings are properly prepared for in advance. + Ensure compliance with organization policies and applicable regulations, ad Hoc service requests as… more
- Citigroup (New York, NY)
- …training program preferred + Bachelor's Degree required (or equivalent experience) + Licenses: Series 7 , 66 (or 63/65) preferred. **Job Family Group:** Private ... wider Citi Wealth lending growth aspirations. Ensuring effective and consistent compliance to control standards + Managing expectations through strong communication… more
- MTA (Brooklyn, NY)
- …Regular/Temporary: Regular Department: Legal Support Services Date Posted: Aug 7 , 2025 Description Administrative Assistant/Sr. Administrative Assistant Series ... MTA-specific systems, with a strong understanding of transit operations, and compliance protocols. Responsibilities: + Greet visitors and manage front desk… more
- New York State Civil Service (Scotia, NY)
- …Law positions) Travel Percentage 10% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... be required to perform skilled and semiskilled duties within the maintenance series . The position performs responsibilities in accordance with National Guard Bureau… more
- New York State Civil Service (Scotia, NY)
- …Law positions) Travel Percentage 10% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... be required to perform skilled and semiskilled duties within the maintenance series . The GM Plumber/Steamfitter is responsible for all plumbing/steamfitting work to… more
- Citigroup (New York, NY)
- …management of simultaneous assignments + Proficiency in Spanish and/or Portuguese preferred + Series 7 , 79 and 63 preferred **Education** : + Bachelor's ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- New York State Civil Service (Scotia, NY)
- …Law positions) Travel Percentage 10% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... required to perform skilled and semiskilled duties within the maintenance series .The position performs responsibilities in accordance with National Guard Bureau… more
- TD Bank (New York, NY)
- …& Experience:** + Undergraduate degree in Business (Accounting or Finance) or Mathematics/Economics. + Series 7 and 63 + 5- 7 Years of related experience ... firm's procedures + Understands and complies with TD Policies, regulatory and compliance requirements + Ensures that transactions are fully documented and processed… more
- Citigroup (New York, NY)
- …control issues with transparency. **Qualifications:** + 1-3 years of relevant experience + Series 7 , 79 and 63 licenses + Consistently demonstrates clear and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Neuberger Berman (New York, NY)
- …or related experience in the financial services industry. + An undergraduate degree and Series 7 and 66 licenses (required within the first 180 days). + ... daily transactions and inquiries accurately and within established deadlines, ensuring compliance with firm policies and federal regulations. + **Liaison** : Serve… more