- JPMorgan Chase (West Harrison, NY)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a 60 ... and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and...Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license… more
- New York State Civil Service (Westhampton Beach, NY)
- …Law positions) Travel Percentage 20% Workweek Mon-Fri Hours Per Week 40 Workday From 7 AM To 4 PM Flextime allowed? No Mandatory overtime? No Compressed workweek ... contractors; by monitoring and inspecting their work activities to ensure compliance to contract specifications and plans.* Provide daily oversight and supervision… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...the impact of psychosocial problems on health care and compliance with treatment. Preferred Experience: At the GS-11 level,… more
- Veterans Affairs, Veterans Health Administration (Albany, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...the impact of psychosocial problems on health care and compliance with treatment. May qualify based on being covered… more
- Raymond James Financial, Inc. (Plattsburgh, NY)
- …**Licenses/Certifications** + SIE required provided that an exemption or grandfathering cannot be applied. + Series 7 and Series 66 or the ability to obtain ... or services. + Firm's working structure, policies, mission, strategies, and compliance guidelines. **Skill in** + Operating standard office equipment and using… more
- JPMorgan Chase (Brooklyn, NY)
- …in trading operations or related field. + Familiarity with trading technologies and platforms. + Series 99 or Series 7 certification. + Experience in trade ... + Provide support for trade reconciliation and reporting. + Ensure compliance with regulatory requirements. + Communicate effectively with stakeholders to address… more
- Veterans Affairs, Veterans Health Administration (Kings County, NY)
- …complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued ... or reassigned to social worker positions in the GS-0185 series in VHA must be licensed or certified by...the impact of psychosocial problems on health care and compliance with treatment. Preferred Experience: Addictive disorders Reference: For… more
- JPMorgan Chase (New York, NY)
- …to complex tasks including natural language processing, speech analytics, time series , reinforcement learning and recommendation systems. You will collaborate with ... such as natural language processing (NLP), speech recognition and analytics, time- series predictions or recommendation systems + Collaborate with multiple partner… more
- Citigroup (New York, NY)
- …(mutual funds, SMAs, alternatives, ETFs, etc) + FINRA Securities Industry Essentials (SIE), FINRA Series 7 and Series 66 (or 65/63). + In-depth knowledge ... + Strong analytical and portfolio management skills, including risk management and compliance expertise. + Proven track record in client acquisition and business… more
- NBT Bank (Williamsville, NY)
- …knowledge of all broker dealer advisory platforms Unique Job Characteristics and Requirements: FINRA Series 7 , Series 63 and life insurance license or a ... rules and regulations + Strong communication and PC skills + No significant compliance issues + Has developed a process for client segmentation + Demonstrated team… more