- Citigroup (New York, NY)
- …additional languages preferred + Must be able to obtain the following licenses: Series 7 , 63 **Education:** + Bachelor's degree/University degree or equivalent ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...managing and reporting control issues with transparency. **Qualifications:** + 7 + years of sales experience + Experience in a… more
- The Estee Lauder Companies (Long Island City, NY)
- …and territories under brand names including: Estee Lauder, Aramis, Clinique, Lab Series , Origins, MAC, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London, ... that technology investments deliver maximum value, support innovation, and maintain compliance . This is a high-impact leadership role within a fast-paced… more
- Veterans Affairs, Veterans Health Administration (Bath, NY)
- …and implementation of the project component. Work Schedule: Monday-Friday: 7 :30am-4:00pm EDRP Authorized: Former EDRP participants ineligible to apply for ... be required to complete pre-employment requirements (https://www.uscis.gov/i-9-central/form-i-9-acceptable-documents). Effective May 7 , 2025, driver's licenses or state-issued dentification cards that… more
- TD Bank (New York, NY)
- …degree is an asset + 7 + years of US product/investment industry knowledge + Series 7 , 24, 66 (or equivalent) FINRA Registrations + Experience with the wealth ... in alignment with risk appetite + Ensures all products are in compliance and meet all regulatory requirements **Education & Experience:** + Undergraduate degree… more
- Veterans Affairs, Veterans Health Administration (Buffalo, NY)
- …Chief of QSV - RN assumes a leadership role in facilitating regulatory compliance for internal and external oversight bodies (ie, The Joint Commission (TJC), ... (HRO), Just Culture, and evidence-based practices. Work Schedule: Full-time. 7 :30 am - 4:00 pm (Monday - Friday Compressed/Flexible:...- All persons currently employed in VHA in 0610 series and performing the duties as described in the… more
- CUNY (New York, NY)
- …lifelong learning opportunities to all New Yorkers. Established in 1985, CUNY TV reaches 7 .3 million broadcast households in the New York metro area from its studios ... storage, backup, and various monitoring application suites while ensuring compliance with security, privacy, and operational standards. This role also… more
- Ford Motor Company (Albany, NY)
- …generate detailed engineering drawings using CAD software. + Ensure compliance with safety standards, regulatory requirements, and customer specifications. ... BS in Mechanical Engineering or a related field + 7 + years of experience designing, developing, and releasing seating...a deep dive into what you love, or a series of new teams and new skills? Will you… more
- JPMorgan Chase (New York, NY)
- …real estate investment management. + Proficiency in PowerPoint and Excel. + Series 7 and 63 certifications required. **Preferred Qualifications, Capabilities, ... and processes, contributing to the fund's competitive edge. + Ensure compliance with regulatory requirements and industry standards in all investor communications… more
- Citigroup (Queens, NY)
- …team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7 , 66 (or 63 and 65) licenses + Group 1 Insurance License ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML...procedures + Ensure strict adherence to KYC/AML and other compliance norms + Partner with all roles on branch… more
- JPMorgan Chase (Syracuse, NY)
- …equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if required), and ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more