- TD Bank (New York, NY)
- …and any other required documentation to effectively report on the status of the Compliance program + Represents CGO as a specialist on internal or external ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank ... US Compliance , we're on a mission to build a more...field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders… more
- City of New York (New York, NY)
- Job Description Administrative Contract Specialist - NON-MGRL Former M1/M2-1009A - Multi-Civil Service Title Recruitment Strategy: Open to candidates who are ... permanent in the civil service title of ADMINISTRATIVE CONTRACT SPECIALIST OR ANY OF THE FOLLOWING COMPARABLE TITLES: ADMINISTRATIVE STAFF ANALYST, ADMINISTRATIVE… more
- City of New York (New York, NY)
- Job Description OPEN TO PERMANENT INCUMBENTS IN THE TTITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the ... motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The selected candidate will report to… more
- Raymond James Financial, Inc. (New York, NY)
- …(15) years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + A minimum of ten (10) years of managerial experience ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of… more
- New Era LLC (Buffalo, NY)
- …day-to-day compliance activities. You will also lead and support the Trade Compliance Specialist , helping drive a culture of compliance and continuous ... Apply to join New Era's team! The Manager, Trade Compliance is responsible for leading and overseeing the company's...US, regional, and global Import and Export Laws + Financial /accounting backgrounds a plus + Possesses a Customs Broker… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The US Financial Crime Risk ... Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of research,… more
- TD Bank (New York, NY)
- …objective is to proactively manage, monitor, and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- HSBC (Buffalo, NY)
- …implementation of an effective procedural framework to support the Regional Financial Crime Investigations teams in delivering a proactive, efficient and effective ... Financial Crime Risk Investigation. As our Assistant Vice President Financial Crime Investigations you will: + Ensure that policies and procedures are regularly… more
- TD Bank (New York, NY)
- … crime activity. This role requires a keen interest in the pursuit of financial crime compliance ; along with technical skills that will encompass a strong ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more