- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... Determine in-state agent who can accept service. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... of stakeholders, and determine appropriate action. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... market trends that may affect business department. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... + Responsible for ordering messenger services. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- City of New York (New York, NY)
- …Finance, OMB, Comptroller, and other city funding recipients. - Participate in audit meetings and grantor monitoring visits. - Prepare documentation, statistics, and ... the results of research studies. - Learn and advise internal project teams about applicable federal, state and local... project teams about applicable federal, state and local compliance . - Support for other Bureau functions as needed.… more
- KeyBank (Amherst, NY)
- …second-line-of- defense testing, other risk or compliance testing functions, and/or internal or external audit ). COMPENSATION AND BENEFITS This position is ... the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead...+ Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management, and/or audit experience with… more
- TD Bank (New York, NY)
- …on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change ... simplify, streamline and create efficiencies + Liaise with risk, compliance , ERM/ORM, legal, and audit partners as...draft responses to inquiries from regulators and respond to internal audit findings + Develop and use… more
- TD Bank (New York, NY)
- …on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change ... successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well in a… more
- TD Bank (New York, NY)
- …for testing, monitoring, risk assessment, reporting and other activities** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- TD Bank (New York, NY)
- …skills (eg, Power BI, Tableau) are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related fields, with demonstrated ... alignment with regulatory expectations.** + **Participate in regulatory reviews, internal audits, and compliance testing as needed.**... Compliance program + Represents CGO as a specialist on internal or external committees as… more