- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE Works in partnership ... responsible for the compilation, registration and submission of data, monitoring compliance with the protocol, adherence to Standard Operating Procedures (SOPs), and… more
- GE Vernova (Schenectady, NY)
- …- Rigorously execute the supplier evaluation process, including quality & compliance audits / assessments to ensure that only appropriately qualified suppliers ... metrics for the assigned suppliers and conduct SRG audits per the region audit plan. + Conduct process capability statistical analysis to proactively identify issue… more
- Sumitomo Pharma (Albany, NY)
- …LinkedIn. **Job Duties and Responsibilities** + Collaborate effectively with key internal and external stakeholders at the departmental and cross-department levels ... + Ensure all outsourcing decisions are properly documented, compliant, and audit -ready. + Manage and/or facilitate issue escalations at the operational level… more
- DoorDash (New York, NY)
- …Verticals integrations by driving initiatives across technical teams, contractors, and internal business stakeholders + You will identify, resolve, and escalate ... has been reviewed by an independent auditor. Results of the audit may be viewed here: Covey (https://getcovey.com/nyc-local-law-144) Compensation The successful… more
- Capital One (New York, NY)
- …(CFE), Certified Anti-Money Laundering Specialist (CAMS), or Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), or relevant ... team. As a member of the Financial Crimes Compliance Audit team, you will focus on...and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document… more
- KeyBank (Amherst, NY)
- …asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with a strong focus on risks ... senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, +… more
- Oracle (Albany, NY)
- …bodies, audit teams, and certification agencies, representing Oracle Health in audit , submission, and compliance matters as needed. Disclaimer: **Certain US ... FDA, MDR, and ISO 14155 standards and address ongoing patient safety, compliance , and product certification needs. As a clinical leader with patient safety… more
- TD Bank (New York, NY)
- …on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change ... management environment, standards, and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise… more
- TD Bank (New York, NY)
- …+ CPA, CIA, CFE, CRCM or equivalent a plus + 8+ years of internal audit , testing and/or quality assurance experience + Knowledge of financial institution ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more