- TD Bank (New York, NY)
- …and any other required documentation to effectively report on the status of the FCRM program + Represents FCRM as a specialist on internal or external committees ... of issues with key stakeholders, such that TD achieves and maintains compliance and properly remediates findings from internal and external reviews as well… more
- PNC (New York, NY)
- …respected, valued and have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer ... may be performed remotely, at manager's discretion. As a Compliance Program Specialist Senior within...policies and procedures to ensure alignment. + Manages the compliance monitoring program and reviews… more
- City of New York (New York, NY)
- …key agency programs, and ensures compliance . The Financial Recovery and Compliance Specialist will assist with overseeing agency wide assessment activities ... to improve the internal control environment. The Specialist with also foster greater compliance with...monitoring requests. - Support the disaster cost recovery program for NYCEM to manage FEMA public assistance funding… more
- Syracuse University (Syracuse, NY)
- …for supporting the development and implementation of the university compliance program . The Compliance Specialist collaborates with unit and college ... The Compliance Specialist with oversight from the... specialist works with the university partners to remediate issues identified through internal monitoring , audits, testing, and… more
- Mohawk Opportunities Inc. (Schenectady, NY)
- Compliance Specialist Mohawk Opportunities is committed to helping individuals living with Mental Illness and those who are homeless achieve stable community ... sense of hope for the future. Responsibilities of the Compliance Specialist : + Coordinate and monitor an...monitoring activities as requested, including those related to compliance risk areas. + Assist with and ensure proper… more
- New York State Civil Service (Albany, NY)
- …of the VC Unit in the implementation of the risk-based examination and monitoring program .* Leads the development of, and enhancements to, internal policies ... NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational… more
- Fujifilm (Albany, NY)
- …Senior Corporate Compliance Specialist will support FUJIFILM's Corporate Compliance Program 's operations to ensure high ethical standards are observed ... and the compliance program is effective and efficient. The...+ Experience with data analytic tools. + Experience with monitoring and auditing of compliance related activities.… more
- New York State Civil Service (Albany, NY)
- …Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, ... risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program ; operational,… more
- New York State Civil Service (Albany, NY)
- …Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, ... Research & Innovation Division. The Virtual Currency Analyst serves as a specialist for the regulated Virtual Currency entities, including companies holding licenses… more
- TD Bank (New York, NY)
- …US Compliance Risk Management Program , including:** + ** Compliance -wide frameworks, guidelines and standards for testing, monitoring , risk assessment, ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more