• Vice President, US Markets Equities…

    TD Bank (New York, NY)
    …implementation. + Develop and deliver proactive strategies and tactics that support compliance /business objectives **Position Requirements** + 7+ years of ... CBOE. + Excellent oral and written communication skills. + Ability to make, support and defend difficult and complex regulatory/ compliance decisions in a… more
    TD Bank (08/09/25)
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  • GRC Compliance Analyst

    PSEG Long Island (Bethpage, NY)
    …of IT policies, processes, and procedures, and awareness training impacting NERC CIP compliance . * Align and support with strategic direction of broader IT ... flexible work is offered when job requirements allow. In support of this model, roles have been categorized into...report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance more
    PSEG Long Island (07/02/25)
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  • Compliance Testing Senior Manager, Swap…

    Scotiabank (New York, NY)
    …internal policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's compliance of CFTC Swap ... and reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support , at least 3 of which should involve testing or audit.… more
    Scotiabank (06/06/25)
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  • Sr. Trade Manager, NAM, AWS Compliance

    Amazon (New York, NY)
    Description Amazon Web Services (AWS) Security is looking for an experienced Senior Trade Compliance Manager to support Canada and US operations with a broad ... teams. - Manage daily tasks related to providing import/export compliance guidance in NAM markets to support ...import/export compliance guidance in NAM markets to support AWS trade activities, including conducting research, updating status… more
    Amazon (09/02/25)
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  • Compliance Risk Management Lead - Vice…

    JPMorgan Chase (New York, NY)
    Compliance policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and ... industry best practices. + Design and deliver training to support compliance with applicable regulatory obligations, the firm's compliance -related policies… more
    JPMorgan Chase (08/22/25)
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  • Data Analyst - Compliance

    Guardian Life (New York, NY)
    …be part of a collaborative Compliance Legal Team? As a Data Analyst in Compliance , you will support compliance programs to ensure insurance products and ... their impact on the organization. + Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations, and… more
    Guardian Life (08/09/25)
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  • Director, Compliance - US Markets Global…

    TD Bank (New York, NY)
    …to senior management + Develop and deliver proactive strategies and tactics that support compliance /business objectives **Depth & Scope** + Accountable for a ... OCC. + Excellent oral and written communication skills. + Ability to make, support and defend difficult and complex regulatory/ compliance decisions in a… more
    TD Bank (08/09/25)
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  • Senior Corporate Counsel, Compliance

    NASCO (Albany, NY)
    …and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure ... and business risks and provide practical solutions to complex issues to support our compliance programs + Ability to work effectively in a fast-paced environment… more
    NASCO (06/27/25)
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  • Lead, Legal Compliance (Ethics…

    L3Harris (Rochester, NY)
    …the organization. The ECO will report directly to the Director, Ethics & Compliance and provide support to various stakeholders including legal, human resources, ... the interest of national security. Job Title: Lead, Legal Compliance (Ethics & Compliance Officer) Job Location:...cyber domains in the interest of global security. We support government customers in more than 100 countries, with… more
    L3Harris (08/30/25)
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  • Senior Analyst, Enterprise Compliance

    Datavant (Albany, NY)
    …training for high-risk functions, to reinforce our commitment to integrity. + ** Compliance Audits & Assessments** : Support internal and external audits, ... surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk Assessment, Monitoring & Auditing: Support in the compliance more
    Datavant (08/27/25)
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