- Deloitte (Jericho, NY)
- …one or more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... or supporting systems for either trade surveillance , communications surveillance , control room/information barriers, employee compliance + Strong technical… more
- Scotiabank (New York, NY)
- …standards and internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify ... Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank's… more
- Huntington National Bank (New York, NY)
- …Immediate and concise communication of actual or potential counter-party performance, compliance or facility level credit or operational problems. + Effective ... oversight and active surveillance of assigned facilities, potential or identified deteriorating credit...of potential re-grades when appropriate. Team Development: Expected to lead , motivate, and manage the team members to higher… more