• Internal Audit, Vice President - Market Risk…

    MUFG (Tempe, AZ)
    …and familiarity with Broker - Dealer and applicable regulations, such as DFA Swap Dealer , Volcker and FINRA, SEC and NASD rules. + Experience working with ... significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices,… more
    MUFG (07/31/25)
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