• Compliance Testing Senior Manager,…

    Scotiabank (New York, NY)
    …retains, develops, and motivates their team by fostering an inclusive work environment. + Work with Swap Dealer Compliance Advisory Team to perform Swap ... Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please… more
    Scotiabank (09/05/25)
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  • Executive Director, Swap Dealer…

    CIBC (New York, NY)
    …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for ... performing important advisory, training, surveillance and analytical functions to support CIBC's Swap Dealer Compliance program. The Swap Dealer … more
    CIBC (08/28/25)
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  • Audit Lead - Compliance C&IB/Treasury…

    PNC (New York, NY)
    …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily ... efficiently to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of design and… more
    PNC (07/02/25)
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  • Financial Services Internal Auditor

    ManpowerGroup (New York, NY)
    …communication and interpersonal skills, and a strong background in auditing and regulatory compliance . **Job Title:** Swap Dealer Auditor **Location:** New ... **Pay Range:** Competitive **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. +… more
    ManpowerGroup (09/03/25)
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  • Capital Markets Compliance Examination…

    CIBC (New York, NY)
    …company including, but not limited to, the parent bank swap dealer . **How You'll Succeed:** + Executing risk-based compliance examinations that adequately ... ethic Preferred Qualifications: + 5-7 years of registered US broker- dealer compliance and risk management experience +...CCOS or IACCP a plus) + Working knowledge of swap dealer operations and governing Dodd-Frank/CFTC requirements… more
    CIBC (08/21/25)
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  • Director, Compliance - Regulatory…

    TD Bank (New York, NY)
    …but not required. + 7-10 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank (GSIB), or associated ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...and standardize annual reporting to regulators across broker-dealers and swap dealers and draft relevant content + Act as… more
    TD Bank (09/07/25)
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  • Financial Services Internal Auditor

    ManpowerGroup (New York, NY)
    …**Pay Range:** $80-85/HR W2 **What's the Job?** + Conduct comprehensive audits of swap dealer activities to ensure compliance with regulatory requirements. ... you will be part of the auditing department supporting compliance and regulatory teams. The ideal candidate will have...+ Assess the effectiveness of internal controls related to swap transactions and recommend improvements as needed. + Stay… more
    ManpowerGroup (09/02/25)
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  • VP - Compliance Monitoring Program, TD…

    TD Bank (New York, NY)
    …but not required. + 7 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank (GSIB), or associated ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $190,000 USD TD is...specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US… more
    TD Bank (09/07/25)
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  • Director, Compliance Regulatory Initiatives…

    TD Bank (New York, NY)
    …but not required. + 7-10 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank (GSIB), or associated ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...details for this role. **Job Description:** This Director - Compliance role will be a key member of the… more
    TD Bank (08/30/25)
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  • Vice President, Compliance Regulatory…

    TD Bank (New York, NY)
    …**Preferred Qualifications:** + 5-7 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank (GSIB), or ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...specific details for this role. **Job Description:** This VP Compliance role will be a key member of the… more
    TD Bank (08/30/25)
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