- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team . Learn more about the career ... (https://www.wellsfargojobs.com/career-areas/) . This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO).… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on ... of the wider Monitoring and Testing Team . The Director - Compliance Testing Team Lead oversees/leads a team (s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Lead is… more
- JPMorgan Chase (New York, NY)
- …as an independent second line of defense and challenge function in the equities compliance team , focusing on the Electronic Sales and Trading businesses within ... status quo and striving to be best-in-class. As a Compliance Risk Management Lead within Compliance...and procedures and industry best practices. + Assist the team in identifying and escalating issues through formal escalation… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...but will partner closely with other senior managers who lead functional verticals (eg, compliance training, issues… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy &… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- Option Care Health (Albany, NY)
- …**Job Description Summary:** The Vice President, Compliance Business Partner is a key leader on the Compliance team and serves as the main point ... of contact between the Compliance team and the business teams, including...business initiatives, ensuring alignment with corporate values and objectives. Lead the development and implementation of compliance … more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... helping to evolve risk governance routines. **Key Responsibilities:** + ** Lead portions of the enterprise compliance risk...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team members in the use of… more
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