- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on ... of the wider Monitoring and Testing Team . The Director - Compliance Testing Team Lead oversees/leads a team (s) of specialists/professionals providing… more
- Coinbase (Albany, NY)
- …foster collaboration, connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX ... regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations... Analyst, Compliance Operations within the CX Compliance team , you will be responsible for… more
- JPMorgan Chase (New York, NY)
- …an independent second line of defense and challenge function in the equity derivatives compliance team , focusing on the Sales and Trading businesses within the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and procedures and industry best practices. + Assist the team in identifying and escalating issues through formal escalation… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance programs. This critical role reports to the lead Governance Program Management Senior Manager and will ...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...compliance , and legal to align project objectives + Lead cross-functional teams and steer implementation, maintenance, and enhancement… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... & Operations Manager** leads the development and implementation (or lead support) of enterprise Compliance programs, including...Compliance Senior Executive Team (and related Compliance Sub-Committees) + Assists Compliance team… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... risk frameworks, and off-cycle updates as required. * Lead compliance risk taxonomy updates with ...technologies or operating models + Works autonomously as the leader of the team and assists with… more
- TD Bank (New York, NY)
- …the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure. Most ... compliance risk management function. As part of our team , you'll play a key role in reshaping ...longer term focus + Represents the group as the lead or subject matter expert on projects/initiatives and/or at… more