- Coinbase (Albany, NY)
- …partner - driving strategic planning, operational alignment, and standardized processes across the Compliance team . The role is designed to amplify the CCO's ... Compliance Officer, driving strategic and operational alignment across the Compliance team ; connecting day-to-day execution to long-term organizational goals… more
- Wellington (New York, NY)
- …The Senior Compliance Analyst will be a member of the Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely ... with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- Guardian Life (New York, NY)
- …Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the Compliance team to ensure that various compliance and regulatory processes ... Do you want to be part of a collaborative Compliance Legal Team ? The Compliance ... Compliance Analyst, you will report to the Compliance Leader . **Location** + Hybrid role: 3… more
- St. George's University (Great River, NY)
- …key component of this position is oversight of the Academic Enrollment and Compliance team , which processes student Leaves of Absence (LOA), Withdrawals, ... Oversight + Provide leadership and oversight to the Academic Enrollment and Compliance team . + Ensure timely and accurate processing of LOAs, Withdrawals,… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do ... to use your experience and knowledge to take the lead on high-impact compliance initiatives at a...certified in CRCM, CCBO, and/or CUCE? Join a collaborative team where compliance isn't siloed - it's… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... forward large-scale initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and cross-functional… more
- KeyBank (Buffalo, NY)
- …Compliance Officer will be a member of the Commercial Lending and Deposits Compliance team within Compliance Risk Management. The Commercial Compliance ... Assist with issues management and resolution. Participate in or lead various projects related to mitigating risk to Key....to Key. Assist the broader Commercial Lending and Servicing Compliance team with various aspects of business… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** As a core member of the Compliance team , you will serve as a subject matter expert on securities industry regulations ... processes, policies, and procedures to ensure adherence to regulatory requirements. Lead compliance -related projects and change initiatives from inception… more
- KeyBank (Albany, NY)
- …BRIEF** The Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer ... various line of business activities. + Participate in or lead various projects related to mitigating risk to Key....and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing… more
- KeyBank (Albany, NY)
- …The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. They will provide subject ... they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and...various line of business activities. + Participate in or lead various projects related to mitigating risk to Key.… more