- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality ... Audit's vision to provide high value, independent, proactive insights, to innovate with technology , and to be a top-notch talent destination, creates a dynamic and… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting as… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for ... appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner to develop… more
- Ankura (Lexington, NY)
- …on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth ... you will be working with practice leadership to provide exemplary compliance , disputes, investigations and litigation support (eg, expert witness) services across… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About Our ... regulations to registered investment advisers is a must. + Proactively identify compliance issues and obtain workable resolution. Make a broad range of decisions… more
- Anywhere Real Estate (Rochester, NY)
- …position is responsible for the overall successful delivery of the administration and compliance of the terms of the franchising agreements and related documents for ... each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in...marketing, sales support systems, training, mentorship, and tools & technology that help to fuel their success in a… more
- Vibrant Emotional Health (New York, NY)
- Position Title: Compliance Manager - Direct Services (Non-Billable Services) Salary Range: $76,000.00 - $87,000.00 Department: Corporate Compliance Reports to: ... how people need it for over 50 years. Through our state-of-the-art technology -enabled services, community wellness programs, and advocacy and education work, we are… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in New ... York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial Services practice areas… more
- Amazon (New York, NY)
- …customers and have a passion for state-of-the-art technologies? Do you see regulatory compliance as a business enabler? Amazon Web Services (AWS) is looking for a ... highly motivated Compliance Program Manager to join our audit team in...etc.) - Experience with engaging teams who are building technology products or services and experience in working with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The...dealings with senior business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to… more