- Marex (New York, NY)
- …Securities Exchanges, and other applicable regulatory organizations. + Adhere to the operational risk framework for your role ensuring that all regulatory ... supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $225,000… more
- Marex (New York, NY)
- …SEC, FINRA, MSRB, and other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... supervision. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. Salary Range: $150,000… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Information Technology Services, Office of Title Manager Information Technology Services 2 Information Security - 9417 Occupational Category IT ... State NY Zip Code 12210 Duties Description ITS provides operational support to state agencies on a 24x7x365 basis;...any time.Under the direction of the Assistant Director Information Technology Services 2 , within the Dedicated Support Division,… more
- TD Bank (New York, NY)
- …Experience managing complex regulatory remediation. + Familiarity with regulations and compliance strategies and risk management; possesses and demonstrates ... across regional committees and boards (eg, employee trading metrics, operational issues, and related reporting). Provide the leadership team...and issues, and to propose practical solutions to mitigate risk , as it relates to compliance Global… more
- PNC (New York, NY)
- …resources efficiently to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the evaluation of ... Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business… more
- Principal Financial Group (New York, NY)
- … risk posture, and enabling faster, data-driven decision-making. By improving operational efficiency and aligning technology with strategic priorities, the ... Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a...AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency,… more
- Mizuho Corporate Bank (New York, NY)
- …work collaboratively with various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to ... a pivotal role in shaping the future of AI risk management and compliance within our ...and mitigate risks. + Collaborate with legal, technical, and operational teams to address compliance issues. +… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Executive Assistant, US Technology **Requisition ID:** 233421 **Salary Range:** 61,200.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- CUNY (New York, NY)
- …will be responsible for mitigating rising cyber threats, performance bottlenecks, and compliance risks. Reporting to the Chief Technology Officer, the incumbent ... Deputy Chief Technology Officer, CUNY Network Services **POSITION DETAILS** The...cybersecurity resilience. + Deep proficiency in IT governance, regulatory compliance , and risk management, with experience enforcing… more
- Coinbase (Albany, NY)
- …be doing (ie. job duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes the execution of ... who believes in the power of crypto and blockchain technology to update the financial system. We want someone... OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational … more